Regulatory Alerts2013-01-01
Circular No. 3 of 2013 on Submission of Reports, Research, and Recommendations by Securities Companies
The Financial Regulatory Authority issued Circular No. 3 of 2013 requiring securities companies to submit copies of their published reports, research papers, and recommendations. This mandate ensures direct regulatory access to industry publications while standardizing disclosure practices across the sector. Compliance allows the Authority to effectively monitor market research quality, track emerging trends, and maintain overall securities market transparency.
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