Regulatory Alerts2025-07-30
ASIC seeks feedback on proposed updates to conflicts management guidance
The Australian Securities and Investments Commission has released proposed updates to Regulatory Guide 181 to align conflicts management guidance for financial services businesses with current law and policy. The revised guidance clarifies how Australian financial services licensees must identify, manage, and maintain robust arrangements for conflicts of interest to ensure consumer protection and market integrity. Stakeholders are invited to submit feedback on the proposed changes by 5 pm AEST on 5 September 2025.
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