Regulatory Alerts2007-01-01
Decision No. 14 of 2007
The Financial Regulatory Authority issued Decision No. 14 of 2007 to establish financial solvency standards for companies operating in the securities sector. This regulation mandates compliance with capital adequacy and risk management requirements, as updated by the Board of Directors' Decision No. 77 dated June 6, 2017. The decision applies to all licensed securities firms and outlines specific financial thresholds and reporting obligations to ensure market stability.
Share