Regulatory Alerts2018-01-01
Decision No. 1418 of 2018 Regarding the Regularization of Securities Companies Established Under Previous Investment Laws
The Financial Regulatory Authority issued Decision No. 1418 of 2018 to address the legal status of securities companies previously established under older investment regulations. This directive mandates the regularization of these entities to ensure their compliance with current securities laws and regulatory frameworks. The measure aims to integrate legacy firms into the modern regulatory system while maintaining market stability and investor protection.
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