Regulatory Alerts2006-01-01
Decision No. 073 of 2006 on Financial Solvency Rules for Securities Brokerage Companies
The Financial Regulatory Authority issued Decision No. 073 of 2006 to mandate financial solvency standards for securities brokerage companies. The regulation establishes capital adequacy thresholds, risk assessment protocols, and continuous reporting obligations to safeguard market stability. All licensed brokerage firms must comply with these solvency requirements to maintain their operating licenses.
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