Regulatory Alerts2018-07-19
Notice of Amendments to Legislation (19 July 2018)
The DFSA Board has enacted amendments to six core modules of its Rulebook following the conclusion of a public consultation process. These instruments repeal and replace the updated Glossary, Conduct of Business, Prudential – Investment, Insurance Intermediation and Banking Business, Fees, General, and Markets Rules modules. The revised legislation takes effect on 1 August 2018, with the updated modules replacing earlier versions on the regulator’s website.
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19 Jul 2018, 01:07 am
Notice of Amendments to Legislation
Following the ending of the consultation period on a number of proposed legislative changes that were set out in Consultation Paper No. 117 the DFSA Board, after due consideration of consultees’ comments, made amendments to the DFSA Rulebook as described below. Please bear in mind that changes may have been made to the legislation originally proposed in the relevant consultation papers. The rule-making instruments mentioned below and the appendices to this notice can be viewed under the Amendments to Legislation section of the DFSA website and the relevant modules will be replaced on the DFSA website on the date of their coming into force as described below. Earlier versions of the relevant modules are to be found in the archive. TAKE NOTICE THAT: The DFSA Board made the following Rulemaking Instruments to come into force on 1 August 2018 GLOSSARY MODULE (GLO) RULE-MAKING INSTRUMENT (No. 225) 2018 , which repeals and replaces the Glossary Module (GLO) of the DFSA Rulebook with an updated version (see appendix 1 for the detailed amendments); CONDUCT OF BUSINESS MODULE (COB) (No. 226) 2018 , which repeals and replaces the Conduct of Business (COB) module of the DFSA Rulebook with an updated version (see appendix 2 for the detailed amendments); PRUDENTIAL – INVESTMENT, INSURANCE INTERMEDIATION AND BANKING BUSINESS MODULE (PIB) RULE-MAKING INSTRUMENT (No. 227) 2018 , which repeals and replaces the Prudential – Investment, Insurance Intermediation and Banking Business Module (PIB) of the DFSA Rulebook with an updated version (see appendix 3 for the detailed amendments); FEES MODULE (FER) RULE-MAKING INSTRUMENT (No. 228) 2018 , which repeals and replaces the Fees Module (FER) of the DFSA Rulebook with an updated version (see appendix 4 for the detailed amendments); GENERAL MODULE (GEN) RULE-MAKING INSTRUMENT (No. 229) 2018 , which repeals and replaces the General Module (GEN) of the DFSA Rulebook with an updated version (see appendix 5 for the detailed amendments); MARKETS RULES (MKT) RULE-MAKING INSTRUMENT (No. 230) 2018 , which repeals and replaces the Markets Rules (MKT) of the DFSA Rulebook with an updated version (see appendix 6 for the detailed amendments).
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