Regulatory AlertsPS18/14: Extending the Senior Managers and Certification Regime to FCA firms
United Kingdom
Financial Conduct Authority
DOC-2008-22 2008 Account Certification
France
Autorite des Marches Financiers
SR 22-9: FedEZFile and FedEZFile Fluent Released for Filing Applications with the Federal Reserve
United States
Federal Reserve System
AMF Guide on the Marketing of UCITS, AIFs and Other Investment Funds in France
France
Autorite des Marches Financiers
DOC-2023-09 2023 Account Closing and Review of Financial Statements
France
Autorite des Marches Financiers
DOC-2020-09 2020 Account Approval and Review of Financial Statements
France
Autorite des Marches Financiers
DOC-2021-06 2021 Account Closing and Review of Financial Statements
France
Autorite des Marches Financiers
AMF Position DOC-2024-03: ESMA Guidelines on Data Transfer between Trade Repositories under EMIR and SFTR
France
Autorite des Marches Financiers
CP21/5: Quarterly Consultation Paper No. 31
United Kingdom
Financial Conduct Authority
DOC-2007-03 Modalities for Filing Regulated Information Electronically
France
Autorite des Marches Financiers
CA 20-11: Examination Procedures for the Coronavirus Aid, Relief, and Economic Security Act (CARES Act)
United States
Federal Reserve System
ESMA Guidelines on the management of conflicts of interest of central counterparties
France
Autorite des Marches Financiers
Table of Contents of Account Approval Recommendations Applicable as of January 1, 2026
France
Autorite des Marches Financiers
CP20/1: Introducing a Single Easy Access Rate for cash savings
United Kingdom
Financial Conduct Authority
CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)
United Kingdom
Financial Conduct Authority
CP23/18: Quarterly Consultation Paper No. 41
United Kingdom
Financial Conduct Authority
PS23/10: FCA regulated fees and levies 2023/24
United Kingdom
Financial Conduct Authority
Guide on the Organization of Risk Management, Compliance, and Internal Control within Portfolio Management Companies
France
Autorite des Marches Financiers
Interagency Statement on Restrictions on Conversions of Troubled Banks
United States
Federal Reserve System
PS23/7: Broadening retail access to the long-term asset fund
United Kingdom
Financial Conduct Authority
Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options
United Kingdom
Financial Conduct Authority
PS19/23: FCA and PRA changes to mortgage reporting requirements
United Kingdom
Financial Conduct Authority
CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap
United Kingdom
Financial Conduct Authority
Notice No. 4/2021
Portugal
Banco de Portugal
Guidance on Private Student Loans with Graduated Repayment Terms at Origination
United States
Federal Reserve System
CA 19-11: Interagency Statement on the Use of Alternative Data in Credit Underwriting
United States
Federal Reserve System
Interagency Guidance Regarding Deposit Reconciliation Practices
United States
Federal Reserve System
PS17/26: Information about current account services
United Kingdom
Financial Conduct Authority
PS20/7: FCA regulated fees and levies 2020/21
United Kingdom
Financial Conduct Authority
DOC-2009-28 2009 Account Certification
France
Autorite des Marches Financiers