Regulatory AlertsRegulation by topic
Publications from 200+ financial regulators worldwide, organized by what they regulate. Every document is summarized in English. Tracking a specific framework? See the regulation trackers (PSD3, MiCA, DORA, Basel III…).
Disclosure & Reporting
Regulatory reporting, disclosure and transparency obligations for supervised institutions.
1739 publicationsCapital & Prudential
Capital adequacy, prudential standards, liquidity and Basel-aligned requirements from banking supervisors.
1617 publicationsLicensing
Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers.
1607 publicationsGovernance
Corporate-governance, board and senior-management accountability requirements for financial institutions.
1544 publicationsAML / CFT
Anti-money-laundering and counter-terrorist-financing rules, guidance and risk assessments from financial regulators worldwide.
1234 publicationsPayments
Payment systems, e-money, instant payments, remittances and payment-services regulation across jurisdictions.
1134 publicationsSecurities & Capital Markets
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions.
1001 publicationsCredit & Lending
Credit, lending, digital-lending and loan-classification regulation from banking supervisors worldwide.
951 publicationsConsumer Protection
Consumer-protection rules, fair-treatment duties, complaints handling and market conduct in financial services.
721 publicationsKYC & Due Diligence
Customer due diligence, beneficial-ownership and identity-verification requirements from regulators worldwide.
647 publicationsEnforcement
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties.
456 publicationsInsurance
Insurance and takaful regulation: solvency, conduct and reporting requirements from supervisors worldwide.
368 publicationsCybersecurity
Information-security, cyber-risk and incident-reporting requirements for financial institutions.
335 publicationsSanctions
Sanctions designations, compliance guidance and screening obligations issued by regulators and authorities.
239 publicationsFraud
Fraud-prevention rules, scam warnings and financial-crime guidance from regulators worldwide.
236 publicationsOperational Resilience
Operational-resilience, business-continuity and third-party/outsourcing risk requirements for financial institutions.
222 publicationsFinancial Inclusion
Financial-inclusion, agent-banking and access-to-finance regulation — a focus area across emerging markets.
138 publicationsCrypto & Digital Assets
Crypto-asset, virtual-asset and VASP regulation: licensing regimes, market rules, tokenization and CBDC frameworks.
121 publicationsESG & Sustainable Finance
Sustainability, climate-risk and ESG disclosure requirements from financial regulators worldwide.
75 publicationsAI in Finance
Artificial-intelligence and machine-learning guidance and requirements for financial institutions.
26 publications