RegAlertSecurities & Capital Markets regulation
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 11652 publications, summarized in English and updated same-day.
2026-10-07
Exemption from the requirement of mandatory merchant banker appointment for debt issued through private placement by certain listed issuers
India
SEBI
2026-10-07
Order of August 28, 2026, approving an amendment to the general regulations of the Autorité des marchés financiers
France
AMF
2026-10-07
Updating regulatory thresholds: An autopilot approach
United Kingdom
BOE
2026-10-07
Introduction of Credit Risk-o-Meter as an additional disclosure mechanism for debt securities
India
SEBI
2026-10-07
Review of provisions related to International Securities Identification Number (ISIN) for debt securities issued on private placement basis
India
SEBI
2026-10-06
Order Regarding Securities Trading Act Article 15, Paragraph 2
Taiwan
FSC
2026-10-06
Adoption of Updated EDGAR Filer Manual
US Federal
SEC
2026-10-03
CFTC Staff Letter 26-29: No-Action Relief for Converting Perpetual-Style Broad-Based Security Index Futures Contracts
US Federal
CFTC
2026-10-02
Resolution of the General Superintendency of Entity Supervision No. 154-2026-SMV/10.2
Peru
SMV
2026-10-02
CP26/34: Preparing for the new transaction reporting regime
United Kingdom
FCA
2026-10-02
Circular No. 280-2026-SMV/11.1
Peru
SMV
2026-10-01
General Supervision of Entities Resolution No. 153-2026-SMV/10.2
Peru
SMV
2026-10-01
Regulation 81-105 Respecting Mutual Fund Sales Practices
Canada
AMF
2026-10-01
Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
Canada
AMF
2026-10-01
Regulation 81-102 Respecting Investment Funds
Canada
AMF
2026-10-01
Display of investor awareness messages by stock brokers on trading apps and websites under Project Jagrook
India
SEBI
2026-10-01
Policy Statement to Regulation 81-102 Respecting Investment Funds
Canada
AMF
2026-10-01
Policy Statement to Regulation 81-105 Respecting Mutual Fund Sales Practices
Canada
AMF
2026-09-30
Resolution on Review of the Draft Order of the Ministry of Justice of Ukraine on Approval of the Procedure for Electronic Information Interaction of State Execution Services / Private Executives and Professional Participants of Capital Markets and Organized Commodity Markets Regarding Information on Accounts, Account Numbers, and Securities Balances
Ukraine
NSSMC
2026-09-30
First Resolution of the Securities Market Superintendence Authorizing and Registering Banco Popular Dominicano's Subordinated Debt Bonds Offering
Dominican Republic
SIMV
2026-09-30
Circular to Intermediaries: Roadmap for Implementing the Hong Kong Investor Identification Regime for the Exchange-traded Derivatives Market
Hong Kong
SFC
2026-09-30
Authorization and Registration in the Securities Market Registry of the Closed-End Fund Renta Inmobiliaria Dólares Popular II
Dominican Republic
SIMV
2026-09-30
First Resolution of the Securities Market Superintendence dated July 30, 2026, R-SIMV-2026-31-FI: Modification of the First Resolution of August 27, 2021, R-SIMV-2021-24-FI, Authorizing the Closed Investment Fund Desarrollo Excel I
Dominican Republic
SIMV
2026-09-30
Resolution R-NE-SIMV-2026-07-MV: Modifies the effective date of Resolution R-NE-SIMV-2025-07-MV on periodic information submission by Securities Market Participants, Autonomous Estates, and other specified persons, and sets transitional provisions for the MRI
Dominican Republic
SIMV
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