Regulatory AlertsSecurities & Capital Markets regulation
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 1061 publications, summarized in English and updated same-day.
2026-06-03
Circular to All Prospective Capital Market Operators on Q2 2026 Pre-Registration Training and Examination
Nigeria
SEC
2026-05-27
SEC Investor Advisory Committee to Host June 4 Meeting
United States
SEC
2026-05-21
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
United States
SEC
2026-05-19
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
United States
SEC
2026-05-15
Transition To T+1 Settlement Cycle In The Nigerian Capital Market
Nigeria
SEC
2026-05-11
The Securities (Capital Markets Tribunal) Rules, 2021
Zambia
SEC
2026-05-05
SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies
United States
SEC
2026-04-23
Circular No. 04/2026: Roll Out of the New Financial Reporting System for Submission of Collective Investment Schemes (CIS) and Non-CIS Portfolio & Returns
Kenya
CMA
2026-04-15
SEC Approves Exemptive Order and Proposed Rule Change to Permit Customer Cross-Margining in the U.S. Treasury Market
United States
SEC
2026-04-13
Minutes of the London FXJSC Main Committee Meeting – 27 November 2025
United Kingdom
BOE
2026-03-30
CIS.S.4.2 – Transfer and Merger of CIS Participatory Interests
Namibia
NAMFISA
2026-03-30
Industry Comments – Standard CIS.S.4.2 Transfer and Merger of Participatory Interest in CIS
Namibia
NAMFISA
2026-03-30
CIS.S. 4.19 – Governance Standard for Collective Investment Schemes
Namibia
NAMFISA
2026-03-26
Standard Operating Procedures (SOPs) for Investment in Conventional Naya Pakistan Certificates (Certificates)
Pakistan
SBP
2026-03-24
Standard Operating Procedures (SOPs) for Investment in Conventional and Shariah Compliant Naya Pakistan Certificates (NPCs)
Pakistan
SBP
2026-03-17
SEC Clarifies the Application of Federal Securities Laws to Crypto Assets
United States
SEC
2026-03-16
SEC Proposes Amendments to Exchange Act Rule 15c2-11
United States
SEC
2026-02-26
Collective Investment Schemes Act (Cap. 65)
Uganda
CMA
2026-02-26
Capital Markets Authority Act, Cap. 64
Uganda
CMA
2026-02-26
Securities Central Depositories Act (Cap. 60)
Uganda
CMA
2026-02-24
Guidelines on Market Levies for 2026
Ghana
SEC
2026-02-10
Foreign Currency Reserves 2026 – Market Notice 10 February 2026
United Kingdom
BOE
2026-02-09
Foreign Currency Reserves 2026 Market Notice 9 February 2026
United Kingdom
BOE
2026-02-04
Directive to Market Operators on Investments in Foreign Securities for Collective Investment Schemes
Ghana
SEC
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