Regulatory AlertsSecurities & Capital Markets regulation in Guernsey
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 24 publications, summarized in English and updated same-day.
2025-06-10
Registered Collective Investment Scheme (Amendment) Rules, 2025
Guernsey
GFSC
2025-06-10
The Prospectus Rules and Guidance, 2025
Guernsey
GFSC
2025-06-10
Prospectus Rules 2025 - Feedback Statement
Guernsey
GFSC
2025-05-16
The Guernsey Green Fund Rules, 2018
Guernsey
GFSC
2025-05-08
Consultation Paper on The Prospectus Rules (January 2025)
Guernsey
GFSC
2024-12-17
Regulated Investment Exchange Operator Rules and Guidance, 2024
Guernsey
GFSC
2024-12-17
Guidance on Unclaimed Investor Money under the Protection of Investors (Bailiwick of Guernsey) Law, 2020
Guernsey
GFSC
2024-12-17
Authorised Collective Investment Schemes (Class B) (Amendment) Rules, 2024
Guernsey
GFSC
2023-02-06
Guernsey Natural Capital Fund Rules and Guidance, 2022
Guernsey
GFSC
2022-09-20
Guernsey Green Fund Rules and Guidance, 2021 (consolidated text)
Guernsey
GFSC
2022-07-25
Recognised Investment Exchanges and the Commission’s Position in Respect of the United Kingdom
Guernsey
GFSC
2021-10-21
Guidance on Liquidity Risk Management
Guernsey
GFSC
2021-10-21
Hedge Fund Flexible Approach to Authorisation Policy
Guernsey
GFSC
2021-10-21
Pricing Controls in Respect of Open-Ended Collective Investment Schemes
Guernsey
GFSC
2021-10-21
Guidance Notes for Completion of Investment Audited Financial Statements and Compliance Returns (Licensee) - Form 142
Guernsey
GFSC
2021-10-21
Guidance Note on the Outsourcing of Functions by Entities Licensed Under The Protection of Investors (Bailiwick of Guernsey) Law, 2020
Guernsey
GFSC
2021-10-21
Guidance Note on the Independence of Managers and Trustees of Class A Collective Investment Schemes
Guernsey
GFSC
2021-10-21
Guidance on Registered Collective Investment Schemes
Guernsey
GFSC
2021-10-21
Principles of Conduct of Derivatives Business
Guernsey
GFSC
2020-11-23
Collective Investment Schemes (Class A) Rules 2002
Guernsey
GFSC
2020-11-23
Authorised Collective Investment Schemes (Class A) Rules 2008
Guernsey
GFSC
2020-11-23
Collective Investment Schemes (Compensation of Investors) Rules 1988
Guernsey
GFSC
2017-09-11
Investment and Long-term Insurance Sales Practice Thematic Review 2017
Guernsey
GFSC
2016-02-04
Guernsey FSC Thematic Review on Alternative Custody Arrangements of Open Ended Collective Investment Schemes
Guernsey
GFSC