RegAlert2026-11-06
Applies to: Virtual asset provider
Notice of the Draft Designation of Stablecoin Issuers as Financial Institutions Referred to in Article 5, Paragraph 1 of the Money Laundering Control Act
Taiwan
Financial Supervisory Commission Taiwan
2026-11-06
Applies to: Virtual asset provider
Notice of Proposed Enactment of Eight Regulations Governing Virtual Asset Service Providers
Taiwan
Financial Supervisory Commission Taiwan
2026-11-06
Applies to: The public
Notice of Proposed Amendments to the Regulations Governing Anti-Money Laundering by Financial Institutions and Partial Articles of the Implementation Regulations Governing Internal Control and Audit Systems for Anti-Money Laundering and Countering the Financing of Terrorism by Banks and Other Financial Institutions Designated by the Financial Supervisory Commission
Taiwan
Financial Supervisory Commission Taiwan
2026-11-06
Not yet in force · from 7 Nov 2026
Applies to: Commercial bank
Resolution amending the General Provisions applicable to credit institutions
Mexico
Secretaria de Hacienda y Credito Publico
2026-11-06
Not yet in force · from 1 Mar 2027
Applies to: Broker-dealer
Securities and Futures (OTC Derivative Transactions—Clearing and Record Keeping Obligations and Designation of Central Counterparties) (Amendment) Rules 2026
Hong Kong
Securities and Futures Commission Hong Kong
2026-11-06
Applies to: A named firm
Designation of Prosegur Australia Pty Ltd under the Cash Distribution Framework Act 2026
Australia
Reserve Bank of Australia
2026-11-05
Applies to: The public
Public Notice No. 12 of 2026 – Entities Not Regulated by the Securities Commission of The Bahamas
Bahamas
Securities Commission of The Bahamas
2026-11-05
Applies to: A named firm
Final Order (Default) — Motor Vehicle Retail Installment
Florida
Florida Office of Financial Regulation
2026-11-05
Applies to: A named firm
Final Order Approving Stipulation and Consent Agreement with Gregory Simmons
Florida
Florida Office of Financial Regulation
2026-11-05
In force from 15 Feb 1927
Applies to: Commercial bank, Payment service provider, Switch / processor
National Payments System - Transfers - Complementary Rules. National Payments System - Payment Services. Adjustments
Argentina
Banco Central de la Republica Argentina
2026-11-05
In force from 5 Nov 2026
Applies to: All regulated firms
BCB Normative Instruction No. 786: Amends Accounting Entries in the Chart of Accounts for Institutions Regulated by the Central Bank of Brazil (Cosif)
Brazil
Banco Central do Brasil
2026-11-05
Applies to: A named firm
CFTC Staff Letter 26-30 (No-Action): DCO Use of Trust Companies for Daily Settlements with Clearing Members
US Federal
Commodity Futures Trading Commission
2026-11-05
Applies to: Virtual asset provider
Regulations for the Operations of Non-Security Virtual Assets in Nigeria
Nigeria
Central Bank of Nigeria
2026-11-05
In force from 5 Nov 2026
Applies to: The public
Determination Pursuant to Section 2(a)(i)(A) of Executive Order 14404: Electronics, Manufacturing, Marine, and Technology Sectors of the Cuban Economy
US Federal
Office of Foreign Assets Control
2026-11-05
Applies to: A named firm
Final Order – Money Services Business
Florida
Florida Office of Financial Regulation
2026-11-05
Applies to: A named firm
Final Order Approving Stipulation and Consent Agreement with Fast Track Motors Buy Here Pay Here of Broward LLC and Frank Bellnier
Florida
Florida Office of Financial Regulation
2026-11-05
In force from 5 Nov 2026
Applies to: All regulated firms
FINRA Adopts Amendments to Exempt Specified Collective Trust Funds From FINRA Rules 5130 and 5131
US Federal
Financial Industry Regulatory Authority
2026-11-05
Applies to: All regulated firms
Financing to the Non-Financial Public Sector: Municipality of Rosario, Province of Santa Fe
Argentina
Banco Central de la Republica Argentina
2026-11-05
In force from 6 Nov 2026
Official Communication of the Czech National Bank of 5 November 2026 on Interest Rates for Client Accounts Maintained by the Czech National Bank
Czech Republic
Czech National Bank
2026-11-05
In force from 6 Nov 2026
Official Notice of the Czech National Bank of 5 November 2026 on the Adjustment of the Basic Interest Rates
Czech Republic
Czech National Bank
2026-11-05
Applies to: All regulated firms
Final report on Guidelines on internal governance under Directive 2013/36/EU
European Union
European Banking Authority
2026-11-05
Applies to: Custodian, Market infrastructure
Revision of limits relating to requirement of underlying exposure for currency derivatives contracts
India
Securities and Exchange Board of India
2026-11-05
Not yet in force · from 1 Apr 2027
Applies to: Broker-dealer, Asset manager, Custodian, Market infrastructure
Framework for net settlement of funds for transactions undertaken by mutual fund schemes in cash market
India
Securities and Exchange Board of India
2026-11-05
In force on issue
Applies to: Asset manager, Investment adviser
Review of the framework for Accredited Investors
India
Securities and Exchange Board of India
2026-11-05
Applies to: Commercial bank
Instruction No. 267 on the procedure for determining and announcing the official exchange rate of foreign currency against the national currency
Tajikistan
National Bank of Tajikistan
2026-11-04
In force on issue
Applies to: Insurer
Bulletin 2026-10: Unfair Claim Settlement Practices Related to the Use of Virtual Claim Adjustment Systems and Mobile Applications
Oregon
Oregon Division of Financial Regulation
2026-11-04
Applies to: Commercial bank
Current Accounts and Other Demand Accounts of Financial and Foreign Exchange Institutions at the BCRA: Update
Argentina
Banco Central de la Republica Argentina
2026-11-04
Not yet in force · from 1 Jan 2027
Applies to: Broker-dealer
General Ruling No. 580 — Amends General Ruling No. 571 of 2026 Establishing the Compendium of Regulations for Stock Exchanges and Intermediaries
Chile
Comision para el Mercado Financiero
2026-11-04
Applies to: Asset manager, Investment adviser
Partial Amendment to the Regulations on the Issuance and Disclosure of Securities, etc.
South Korea
Financial Services Commission Korea
2026-11-04
Applies to: A named firm
Opinion of the European Central Bank on the supervisory independence of the Bank of Greece and prevention of conflicts of interest of its staff and governance body
European Union
European Central Bank