Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 93 publications, summarized in English and updated same-day.
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Code on Collective Investment Schemes
Singapore
MAS
Notice SFA 04-N07 Prohibited Representations Made by Exempt Persons Under the Securities & Futures Regulations
Singapore
MAS
Notice on Supervision of Market Participants (SFA 02-N02)
Singapore
MAS
Guide on the Tokenisation of Capital Markets Products
Singapore
MAS
Guidelines on Licensing and Conduct of Business for Fund Management Companies [SFA 04-G05]
Singapore
MAS
Guidelines on the Regulation of Markets
Singapore
MAS
Guidelines to the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013
Singapore
MAS
Securities And Futures (Reporting Of Derivatives Contracts) Regulations 2013
Singapore
MAS
CFD 01/2023 - Modification to the Acceptable Index Requirements and the Benchmark Limits under the Code on Collective Investment Schemes
Singapore
MAS
CFC 03/2022 Guidance on Requirements for ETFs Participating in SZSE-SGX and SSE-SGX ETF Links
Singapore
MAS
Notice SFA 02-N01 Listing, De-Listing or Trading of Relevant Products on an Organised Market
Singapore
MAS
CMI 02/2023 Observations from Inspections of Licensed Venture Capital Fund Managers
Singapore
MAS
Guidelines to Notice SFA04-N16 on Execution of Customers' Orders
Singapore
MAS
Guidelines to All Holders of a Capital Markets Services Licence for Real Estate Investment Trust Management
Singapore
MAS
Securities and Futures (Classes of Investors) (Amendment) Regulations 2021
Singapore
MAS
Notice 762 Obligations of Primary Dealers (MAS-issued Securities)
Singapore
MAS
Notice 761 Obligations of Primary Dealers (SGS)
Singapore
MAS
Financial Advisers (Structured Deposits - Prescribed Investment Product and Exemption) Regulations 2021
Singapore
MAS
Guidelines on Margin Requirements for Non-Centrally Cleared OTC Derivatives Contracts [SFA 15-G03]
Singapore
MAS
Financial Advisers Regulations
Singapore
MAS
MAS Notice 1110: Negotiable Certificates of Deposit
Singapore
MAS
CMI 27/2018 Controls and Disclosures for Licensed Securities-Based Crowdfunding Operators
Singapore
MAS
Securities and Futures (Trading Venues for Derivatives Contracts in the European Union) Regulations 2019
Singapore
MAS
Notice on Execution of Orders by Market Operators
Singapore
MAS
Showing the 24 most recent of 93. Browse the full catalogue