Regulatory Alerts2026-06-12
Added · Updated
Notice SFA 04-N07 Prohibited Representations Made by Exempt Persons Under the Securities & Futures Regulations
Exempt persons are prohibited from representing themselves, or causing others to represent them, as being licensed, regulated, supervised, or registered by the Monetary Authority of Singapore. This prohibition applies to representations made either verbally or in writing. The notice defines exempt persons as those exempted from holding a capital markets services licence under specific paragraphs of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations.
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