Regulatory Alerts2025-08-14
Added
Securities and Futures (Appeals) Regulations 2025
The Securities and Futures Commission issued the Securities and Futures (Appeals) Regulations 2025 to establish the procedural framework for lodging appeals against decisions made by the Authority under the Securities and Futures Act 2001. These regulations mandate the use of specific standardized forms, such as the Notice of Appeal, to ensure all necessary appellant details, grounds for appeal, and service information are accurately recorded. The requirements facilitate the formal submission of appeals by defining the exact data fields and consent mechanisms, including email service, needed for regulatory processing.
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