Regulatory Alerts2025-09-03
Added
Guidelines on Licensing and Conduct of Business for Fund Management Companies [SFA 04-G05]
The Monetary Authority of Singapore issues these guidelines to establish eligibility criteria, application procedures, and ongoing business conduct requirements for licensed fund management companies and venture capital fund managers. The document mandates compliance with standards for custody, valuation, reporting, and conflict of interest mitigation, while also outlining best practices for the management and marketing of collective investment schemes offered to the retail public. Additionally, it provides comprehensive guidance on capital markets services licensing, representative appointments, and the application of securities law to various financial institutions and tokenised products.
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