Regulatory Alerts2025-01-21
Added · Updated
Guidelines on Criteria for the Grant of a Capital Markets Services Licence Other Than for Fund Management and Real Estate Investment Trust Management
The Monetary Authority of Singapore issues these guidelines to establish the minimum licensing requirements and admission criteria for corporations seeking a Capital Markets Services Licence for activities excluding fund management and real estate investment trust management. Applicants must demonstrate a five-year track record, maintain fit and proper status, satisfy base capital requirements, and ensure key personnel are Singapore-resident. The document also outlines specific provisions for the Boutique Corporate Finance Advisor Scheme and regulated activities such as credit rating services and dealing in capital markets products.
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