Regulatory Alerts2021-10-08
Added
Guidelines on Licence Applications, Representative Notification and Payment of Fees
The Monetary Authority of Singapore issues these guidelines to establish administrative procedures for capital markets services and financial adviser licence applications, representative notifications, and fee computations. The document outlines specific requirements for entities and individuals seeking licensing, adding regulated activities, or appointing provisional, temporary, and permanent representatives. It also details the relevant forms and timelines for notifying the regulator of changes to representative particulars or their cessation.
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