Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 34 publications, summarized in English and updated same-day.
FSMA Decision on Supplementary Deferral of Publication for Medium-Sized Belgian Sovereign Bond Transactions
Belgium
FSMA
FSMA Guidance on EMIR
Belgium
FSMA
FSMA Message to Investors: Certain Funds with Minimum Investment of €100,000 Are Not Subject to FSMA Supervision
Belgium
FSMA
Guidance on the DLT Pilot Regime Regulation
Belgium
FSMA
Classification of fractional investments as investment instruments
Belgium
FSMA
Risks associated with issues of convertible bonds and equivalent equity lines by listed companies in need of financing
Belgium
FSMA
National marketing requirements for UCITS and AIFs
Belgium
FSMA
EMIR Refit: amendments to clearing obligation and notification
Belgium
NBB
EMIR Refit: Intragroup Reporting Exemption
Belgium
FSMA
Provision of Investment Services in Belgium on a Cross-Border Basis by Foreign Investment Firms
Belgium
FSMA
Provision of investment services and performance of investment activity in Belgium by UK companies after Brexit
Belgium
FSMA
Procedures for filing the information note
Belgium
FSMA
Cross-Border Provision of Investment Services by Belgian Portfolio Management and Investment Advice Companies
Belgium
FSMA
Royal Decree of 21 December 2017 withdrawing the recognition granted to the Belgian law joint-stock company BNY Mellon CSD
Belgium
NBB
Royal Decree of 21 December 2017 withdrawing the designation of the securities settlement system managed by BNY Mellon CSD
Belgium
NBB
FSMA-FEBELFIN-FEB Communication: LEI as a Condition for Financial Transactions
Belgium
FSMA
Ministerial Decision of 7 December 2016 renewing the recognition of a centralized system for the lending and borrowing of financial instruments
Belgium
NBB
Law of 21 November 2016 on the status and supervision of stock exchange companies regarding certain expedited appeal procedures before the Council of State
Belgium
NBB
FSMA Regulation governing the distribution of certain derivative financial instruments to consumers
Belgium
FSMA
Assessment of the ESES CSDs/SSSs against the CPMI-IOSCO Principles for FMIs
Belgium
FSMA
Royal Decree of 11 June 2015 designating the competent authority for central securities depositories
Belgium
FSMA
FSMA Communication on Distributing Alternative Investments in Movable or Immovable Goods
Belgium
FSMA
Regulation on the ban on the distribution of certain financial products to retail clients
Belgium
FSMA
FSMA Circular on Practical Implementation of the European Short Selling Regulation and ESMA Guidelines
Belgium
FSMA
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