Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 34 publications, summarized in English and updated same-day.
Resolution on Review of the Draft Order of the Ministry of Justice of Ukraine on Approval of the Procedure for Electronic Information Interaction of State Execution Services / Private Executives and Professional Participants of Capital Markets and Organized Commodity Markets Regarding Information on Accounts, Account Numbers, and Securities Balances
Ukraine
NSSMC
Resolution on Approving the Regulation on the Procedure for Compiling and Submitting Reporting Data Regarding the Activities of Managers to the National Commission for Securities and Stock Market
Ukraine
NSSMC
On Approval of the Procedure for Coordinating Persons Appointed in Professional Participants of Capital and Organized Commodity Markets (Except Banks) to Positions of Heads and Persons Responsible for Compliance, Risk Management, Internal Audit, and Financial Monitoring
Ukraine
NSSMC
On Approval of the Regulation on Objective Presentation of Investment Recommendations or Other Information that Recommends or Proposes an Investment Strategy
Ukraine
NSSMC
On Approval of the Regulation on the Procedure for Implementing a Share Buyback Program and Conducting Stabilization
Ukraine
NSSMC
Regulation on Information Disclosure by Asset Management Companies and Non-State Pension Fund Managers, and Document Submission to the National Securities and Stock Market Commission
Ukraine
NSSMC
Regulation on the Procedure for Issuance and Circulation of Internal Local Debt Bonds
Ukraine
NSSMC
Order on Approval of Amendments to the Description of Sections and Schemes of XML Files of Electronic Form of Information of Issuers of Securities
Ukraine
NSSMC
Regulation on Insider Information and Its Disclosure in Capital Markets
Ukraine
NSSMC
Regulation on the Procedure for Termination of a Corporate Investment Fund
Ukraine
NSSMC
Order on Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Organized Capital Market Operators
Ukraine
NSSMC
Decision on Amendments to the Requirements for Disclosure of Financial Reporting Indicators in XBRL Format for Capital Market Participants and Organized Commodity Market Professional Participants
Ukraine
NSSMC
Decision on Amendments to the Regulation on Fixing and Considering Cases of Offenses by the National Securities and Stock Market Commission
Ukraine
NSSMC
Decision on Amendments to the Procedure for Conducting Inspections on Capital and Organized Commodity Markets
Ukraine
NSSMC
Decision on Amending the Procedure for Conducting Controlled Services by the National Securities and Stock Market Commission
Ukraine
NSSMC
Regulation on the Fixation and Consideration by the National Securities and Stock Market Commission of Cases of Offenses
Ukraine
NSSMC
Regulations on the Conduct of Investigations in Capital and Organized Commodity Markets
Ukraine
NSSMC
Decision on Approving the Procedure for Conducting a Controlled Service by the National Securities and Stock Market Commission of Ukraine
Ukraine
NSSMC
Decision on Amendments to the Approval Procedure for Key Personnel of Capital and Organized Commodity Market Participants
Ukraine
NSSMC
Decision on Amendments to the Procedure for Issuing, Suspending, and Revoking Licenses for Professional Activities in Capital Markets
Ukraine
NSSMC
Order on Approving the Description of Sections and Schemes of XML Files of Electronic Form of Information of Securities Issuers and Persons Providing Security
Ukraine
NSSMC
Order Approving the Description of Sections and Schemes for XML Files of Electronic Information on Transactions by Managers of Issuers of Financial Instruments
Ukraine
NSSMC
Regulatory Document on Information Disclosure by Authorized Rating Agencies
Ukraine
NSSMC
Decision on Approving the Procedure for Calculating the Number of Voting Shares (Parts) Held by a Physical or Legal Person Under Financial Instruments
Ukraine
NSSMC
Showing the 24 most recent of 34. Browse the full catalogue