RegAlert2026-09-30 | 17/21/5373/К01Added
Resolution on Review of the Draft Order of the Ministry of Justice of Ukraine on Approval of the Procedure for Electronic Information Interaction of State Execution Services / Private Executives and Professional Participants of Capital Markets and Organized Commodity Markets Regarding Information on Accounts, Account Numbers, and Securities Balances
The National Securities and Stock Market Commission (NSSMC) rejects the draft order of the Ministry of Justice of Ukraine regarding the procedure for electronic information interaction between state execution services, private executors, and professional participants of capital markets. The NSSMC argues that the authority to develop and approve the regulations for the Automated System of Execution Proceedings (ASEP) and its interfaces lies exclusively with the Ministry of Justice, as the NSSMC lacks the legal mandate to define these mechanisms or act as a subject of such interaction. The Commission proposes amending the draft to stipulate that the ASEP administrator develops and approves the interaction regulations in coordination with both the Ministry of Justice and the NSSMC.
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NATIONAL SECURITIES AND STOCK MARKET COMMISSION RESOLUTION Kyiv
On Review of the Draft Order of the Ministry of Justice of Ukraine "On Approval of the Procedure for Electronic Information Interaction of State Execution Services / Private Executives and Professional Participants of Capital Markets and Organized Commodity Markets Regarding Information on the Existence of Accounts, Account Numbers, and Securities Balances Therein"
In accordance with paragraphs 37, 38 of the Regulations of the Cabinet of Ministers of Ukraine, approved by the Resolution of the Cabinet of Ministers of Ukraine dated 18.07.2007 No. 950 (with amendments), and based on the letter of the Ministry of Justice of Ukraine dated 23.09.2026 No. 145291/11.6.2/11-26,
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Source: National Securities and Stock Market Commission — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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