Regulatory Alerts2026-04-09 | 15/21/4154/К03Added · Updated
Regulation on the Fixation and Consideration by the National Securities and Stock Market Commission of Cases of Administrative Offenses
The National Securities and Stock Market Commission of Ukraine approves a new Regulation governing the procedures for fixing and considering cases of administrative offenses, including the documentation of violations, the handling of questionnaires, and the roles of authorized officials. The Regulation establishes specific timelines for processing cases, such as thirty calendar days for standard offenses and ten working days for serious violations involving fines over 500,000 UAH, and mandates the use of the Commission's comprehensive information and communication system for all document exchanges. It repeals previous decisions regarding the consideration of offenses in the field of financial monitoring and enters into force on July 1, 2026, or the day following its official publication.
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