RegAlertSecurities & Capital Markets regulation in Bahamas
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 27 publications, summarized in English and updated same-day.
2026-09-02
Public Notice No. 11 of 2026 – Revocation of Elliott Lockhart & Co. Corporate Services License
Bahamas
SCB
2026-09-01
Guidance Note For The Public On Complaints Against Licensees and Registrants
Bahamas
SCB
2026-08-28
Draft Securities Industry (Fees) Rules, 2026
Bahamas
SCB
2026-08-28
Draft Investment Funds (Fees) Rules, 2026
Bahamas
SCB
2026-08-28
Draft Securities Industry (Contracts for Differences) (Amendment) Rules, 2026
Bahamas
SCB
2026-07-21
Securities Commission of The Bahamas Annual Report 2025
Bahamas
SCB
2026-07-14
Securities Commission of The Bahamas Annual Report 2025
Bahamas
SCB
2025-12-19
Securities Industry Regulations, 2026
Bahamas
SCB
2024-05-17
Securities Industry Bill, 2024
Bahamas
SCB
2024-05-01
Public Notice No. 4 of 2024 – Entities Not Regulated by the Securities Commission of The Bahamas (May)
Bahamas
SCB
2023-12-29
Securities Industry Bill, 2024
Bahamas
SCB
2022-12-29
Securities Industry Act, 2011
Bahamas
SCB
2021-07-01
Securities Industry (Business Capital) Rules, 2021
Bahamas
SCB
2020-05-29
Securities Industry (Contracts for Differences) Rules, 2020
Bahamas
SCB
2020-04-30
Securities Industry (Take-Over) (Amendment) Rules, 2020
Bahamas
SCB
2019-06-24
Market Risk Guidelines
Bahamas
CBOB
2019-05-09
Securities Industry (Take-Over) Rules, 2019
Bahamas
SCB
2019-03-18
Securities Industry (Corporate Governance) Rules, 2019
Bahamas
SCB
2013-09-17
Guidelines for Fast Track Application Process for Licensing under the Investment Funds Act, 2003
Bahamas
SCB
2012-09-17
Investment Funds (SMART Funds) Rules, 2012
Bahamas
SCB
2012-08-17
Statement of Practice for the Issuance of Blank Licenses to Unrestricted Investment Fund Administrators
Bahamas
SCB
2011-01-26
Bahamas Securities Commission Prospectus Filing Procedure
Bahamas
SCB
2009-02-27
Investment Funds (SMART Fund) Rules, 2009
Bahamas
SCB
2008-05-16
Guidelines for the On-Site Examination Process of the Securities Commission of The Bahamas
Bahamas
SCB
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