Securities & Capital Markets regulation in South Korea

Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 21 publications, summarized in English and updated same-day.

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2025-02-18

Revised Rules under FSCMA Pave Way for Resumption of Short Sale Transactions on Schedule from March 31

Financial Services Commission Korea

South Korea

FSC

2025-02-05

FSC Grants Final Approval to Nextrade for Operation of ATS Scheduled to be Launched on March 4

Financial Services Commission Korea

South Korea

FSC

2025-02-03

Proposed Rule Changes for Fractional Investment, ATS ETF Trading, and IPO Due Diligence

Financial Services Commission Korea

South Korea

FSC

2025-01-24

Follow-Up Measures to WGBI Inclusion to Promote Global Investors' Investment in KTBs

Financial Services Commission Korea

South Korea

FSC

2025-01-21

Reform Plans for IPO and Delisting Rules

Financial Services Commission Korea

South Korea

FSC

2024-12-24

Rule Changes on Treasury Stocks of Listed Companies Scheduled to Take Effect from December 31

Financial Services Commission Korea

South Korea

FSC

2024-09-26

Korea-Vietnam Financial Cooperation Forum Highlights Sustainable Finance and Capital Market Development

Financial Services Commission Korea

South Korea

FSC

2024-09-04

FSC Chairman Visits Japan to Strengthen Financial Cooperation and Promote Corporate Value-up Program

Financial Services Commission Korea

South Korea

FSC

2024-08-12

FSC Chairman Meets Listed Companies to Boost Corporate Value-up Program

Financial Services Commission Korea

South Korea

FSC

2024-07-22

FSC Vice Chairman Promotes Capital Market Reform and Bilateral Cooperation in London

Financial Services Commission Korea

South Korea

FSC

2024-07-03

SFC Imposes Penalty Surcharges on Global Investment Banks for Violating Short Sale Regulations

Financial Services Commission Korea

South Korea

FSC

2018-09-19

Amendment to the Enforcement Decree of the Asset-Backed Securitization Act

Financial Supervisory Service Korea

South Korea

FSS

2018-03-21

Amendments Proposed to the Financial Investment Services and Capital Markets Act

Financial Supervisory Service Korea

South Korea

FSS

2018-03-21

Amendments Proposed to the Enforcement Decree of the Financial Investment Services and Capital Markets Act

Financial Supervisory Service Korea

South Korea

FSS

2018-01-19

Amendments Proposed to the Banking Act

Financial Supervisory Service Korea

South Korea

FSS

2018-01-18

Amendments Proposed to the Enforcement Decree of the Financial Investment Services and Capital Markets Act

Financial Supervisory Service Korea

South Korea

FSS

2017-06-22

Amendments Proposed for the Financial Investment Services and Capital Markets Act

Financial Supervisory Service Korea

South Korea

FSS

2017-04-25

Rule Changes Proposed for the Use of Special Nominee Account by Foreign Bond Investors

Financial Supervisory Service Korea

South Korea

FSS

2017-03-16

New Legislation Proposed for Money Market

Financial Supervisory Service Korea

South Korea

FSS

2017-01-05

Proposed Amendments to Enforcement Decree of the Financial Investment Services and Capital Markets Act

Financial Supervisory Service Korea

South Korea

FSS

2016-01-14

New Rules Adopted for Securities-Based Crowdfunding

Financial Supervisory Service Korea

South Korea

FSS