Regulatory AlertsSecurities & Capital Markets regulation in New Zealand
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 23 publications, summarized in English and updated same-day.
2026-05-01
FMA discontinues CBL IPO Proceeding against the Hutchison Estate
New Zealand
FMA
2026-04-22
FMA joins global initiative tackling unlawful influencers
New Zealand
FMA
2026-04-16
FMA settles IPO Proceeding with CBL
New Zealand
FMA
2026-04-15
FMA anticipates KiwiSaver providers will increase investment in private assets
New Zealand
FMA
2026-04-13
FMA Settles IPO Proceeding with CBL Director Peter Harris
New Zealand
FMA
2025-03-20
NZCDC Section 39(3) Notice of Approval of Rule Change - 22 April 2025
New Zealand
RBNZ
2025-02-27
NZCDC Section 39(3) Notice of Approval of Rule Change - 28 March 2025
New Zealand
RBNZ
2024-11-28
FMA and RBNZ Approval of NZCDC Settlement System Rule Changes
New Zealand
RBNZ
2024-10-17
Guidance Note on Designation of Financial Market Infrastructures under the Financial Market Infrastructures Act 2021
New Zealand
RBNZ
2023-07-31
FMI Standard 10: Physical Deliveries
New Zealand
RBNZ
2023-07-31
FMI Standard 5: Collateral
New Zealand
RBNZ
2023-07-31
FMI Standard 18: Access and participation requirements
New Zealand
RBNZ
2023-07-31
FMI Standard 11: Central Securities Depositories
New Zealand
RBNZ
2022-05-17
Cabinet Paper on Covered Bonds Registration Requirements and Insolvency Protections
New Zealand
RBNZ
2022-05-17
Bell Gully Submission on the Financial Market Infrastructures Bill Exposure Draft
New Zealand
RBNZ
2022-05-17
A Framework for Identifying Systemically Important Financial Market Infrastructures
New Zealand
RBNZ
2022-05-17
Submission on the Financial Market Infrastructures Bill Exposure Draft
New Zealand
RBNZ
2022-05-17
Securities Industry Association Submission on Financial Market Infrastructures Bill
New Zealand
RBNZ
2022-05-17
New Zealand: 2016 Financial System Stability Assessment
New Zealand
RBNZ
2022-05-17
New Zealand: Regulation and Oversight of Financial Market Infrastructures
New Zealand
RBNZ
2022-05-17
Consultation Document on Covered Bonds Legislative Framework
New Zealand
RBNZ
2022-05-17
New Zealand: Financial Sector Assessment Program Technical Note on Fund Management Regulation and Supervision
New Zealand
RBNZ
2022-02-28
Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand
New Zealand
RBNZ