Securities & Capital Markets regulation in New Zealand

Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 18 publications, summarized in English and updated same-day.

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2025-03-20

NZCDC Section 39(3) Notice of Approval of Rule Change - 22 April 2025

Reserve Bank of New Zealand

New Zealand

RBNZ

2025-02-27

NZCDC Section 39(3) Notice of Approval of Rule Change - 28 March 2025

Reserve Bank of New Zealand

New Zealand

RBNZ

2024-11-28

FMA and RBNZ Approval of NZCDC Settlement System Rule Changes

Reserve Bank of New Zealand

New Zealand

RBNZ

2024-10-17

Guidance Note on Designation of Financial Market Infrastructures under the Financial Market Infrastructures Act 2021

Reserve Bank of New Zealand

New Zealand

RBNZ

2023-07-31

FMI Standard 5: Collateral

Reserve Bank of New Zealand

New Zealand

RBNZ

2023-07-31

FMI Standard 11: Central Securities Depositories

Reserve Bank of New Zealand

New Zealand

RBNZ

2023-07-31

FMI Standard 18: Access and participation requirements

Reserve Bank of New Zealand

New Zealand

RBNZ

2023-07-31

FMI Standard 10: Physical Deliveries

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

Cabinet Paper on Covered Bonds Registration Requirements and Insolvency Protections

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

New Zealand: 2016 Financial System Stability Assessment

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

Submission on the Financial Market Infrastructures Bill Exposure Draft

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

A Framework for Identifying Systemically Important Financial Market Infrastructures

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

Securities Industry Association Submission on Financial Market Infrastructures Bill

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

Bell Gully Submission on the Financial Market Infrastructures Bill Exposure Draft

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

New Zealand: Regulation and Oversight of Financial Market Infrastructures

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

Consultation Document on Covered Bonds Legislative Framework

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-05-17

New Zealand: Financial Sector Assessment Program Technical Note on Fund Management Regulation and Supervision

Reserve Bank of New Zealand

New Zealand

RBNZ

2022-02-28

Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand

Reserve Bank of New Zealand

New Zealand

RBNZ