Regulatory AlertsSecurities & Capital Markets regulation in Netherlands
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 24 publications, summarized in English and updated same-day.
2026-04-13
AI in Capital Markets: Balancing Innovation and Integrity
Netherlands
AFM
2025-12-22
Update on AFM Prospectus Supervision: Key Points for 2026
Netherlands
AFM
2025-11-04
Risks of Criminal Behavior in Exempt Offerings
Netherlands
AFM
2025-10-22
AFM Market Watch 5: The Dutch SPAC Market Overview
Netherlands
AFM
2025-09-15
Step-by-Step Plan for Crowdfunding Platforms: Improve Quality and Increase Investor Trust
Netherlands
AFM
2025-06-30
Sector Brief to AIFM-light Managers
Netherlands
AFM
2025-06-12
AFM State of the Capital Markets 2025
Netherlands
AFM
2024-03-28
AFM Position Paper on Centralisation of Capital Markets Data in the EU
Netherlands
AFM
2024-03-12
Next steps for the European Capital Markets Union (CMU)
Netherlands
AFM
2023-12-14
AFM Market Watch 10 - Substantial holdings and gross short positions
Netherlands
AFM
2023-10-11
State of the Capital Markets 2023
Netherlands
AFM
2023-09-14
AFM Market Watch 9 - Circuit breakers
Netherlands
AFM
2022-11-02
AFM assessment of order execution quality on PFOF trading venues
Netherlands
AFM
2022-10-31
Investigation into Advertising Statements of Investment Firms
Netherlands
AFM
2022-10-31
Outcomes of the Suitability Test Investigation in Wealth Management and Investment Advice
Netherlands
AFM
2022-10-31
AFM Research on Expected Returns and Risks
Netherlands
AFM
2022-10-19
AFM Market Watch 6: Short Selling Ban Impact Study
Netherlands
AFM
2022-07-11
DNB supervision on covered bonds
Netherlands
DNB
2015-08-13
Securities account and the prohibition under Section 3:5 of the Wft
Netherlands
DNB
2013-11-15
Requirements for investment funds and investment fund managers
Netherlands
DNB
2013-11-15
Alternative Investment Funds and UCITS Regulatory Overview
Netherlands
DNB
2013-08-20
Adequacy of professional indemnity insurance for AIFMs
Netherlands
DNB
2013-08-20
Leveraged financing by investment institutions
Netherlands
DNB
2013-01-31
Consideration period for authorisation of a clearing institution
Netherlands
DNB