Regulatory Alerts2019-09-26
Added · Updated
DNB supervision under the Securitisation Regulation
Effective 1 November 2022, DNB ceased sending assessment emails for STS securitisations and shifted to conducting investigations into institutions' compliance arrangements and random information requests. Institutions must notify DNB and the AFM of STS transactions via email, providing specific documentation including structure diagrams, legal opinions, and pool audit letters. DNB retains responsibility for supervising generic requirements for Dutch institutions, while the AFM supervises those under its jurisdiction and the ECB supervises directly supervised entities.
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