Securities & Capital Markets regulation in France

DOC-2011-23 Approval Procedures, Establishment of DIC and/or DICI and/or Prospectus and Periodic Information for OPCI and Professional Real Estate Collective Investment Undertakings

France

AMF

DOC-2009-24 Q&A on Shareholding Changes in Portfolio Management Companies

France

AMF

DOC-2012-06: Declaration, Modification, Prospectus, and Periodic Information for Specialized Professional Funds, Professional Private Equity Funds, and Specialized Financing Entities

France

AMF

DOC-2011-19 Approval Procedures, Establishment of a Key Information Document (KID), and, Where Applicable, a Key Investor Information Document (KIID) and Prospectus and Periodic Information for French UCITS and Foreign UCITS Marketed in France

France

AMF

DOC-2014-01 Programme of Activity of Investment Service Providers and AMF Information

France

AMF

DOC-2016-02 Organisation of Portfolio Management Companies for Managing AIFs Granting Loans

France

AMF

Procedure for Recognition of Foreign Markets in States Not Party to the European Economic Area Agreement

France

AMF

DOC-2014-03 Pre-commercialization and Marketing Procedure for FIA Shares or Units

France

AMF

Implementation of Reporting Obligations to the AMF under the AIFM Directive

France

AMF

DOC-2005-10 Mandate for the Administration of Registered Financial Securities

France

AMF

Guide on Private Equity Funds and Professional Private Equity Funds

France

AMF

Essential Concepts in the Alternative Investment Fund Managers Directive

France

AMF

DOC-2017-01 Q&A - Prohibition of promotional communications regarding investment services for certain financial contracts

France

AMF

DOC-2006-18 Deadline for Calculating Net Asset Values of Alternative Fund of Funds and General Professional Funds

France

AMF

Implementation of Article 313-17-1 of the General Regulation regarding the submission by custodians of their statutory auditor's report on the protection of financial securities assets to the AMF

France

AMF

AMF Position DOC-2024-03: ESMA Guidelines on Data Transfer between Trade Repositories under EMIR and SFTR

France

AMF

AMF Position DOC-2023-10: ESMA Orientations under the CSDR Comply or Explain Procedure

France

AMF

ESMA Guidelines on CCP Recovery Plan Indicators and Scenarios under Article 9 of the CCP RRR Regulation

France

AMF

ESMA Guidelines on common procedures and methodologies for the review and prudential assessment of central counterparties under Article 21 of EMIR

France

AMF

DOC-2018-14 Definitions of complex debt instruments referred to in Article 25.4 of Directive 2014/65/EU

France

AMF

DOC-2011-01 Securitization Vehicles

France

AMF

DOC-2020-02 Clarifications on the notion of trading venue, applicable notably to financial instruments registered in a shared electronic registration system

France

AMF

DOC-2000-01 Nomenclature of Securities Accounts and Their Operating Rules

France

AMF

ESMA Guidelines on reporting settlement fails under Article 7 of the CSD Regulation - comply or explain procedure

France

AMF