RegAlertRule · ACPR · 13 Jul 2023
Implementation of ESMA Revised Guidelines on Certain Aspects of MiFID II Adequacy Requirements (ESMA35-43-1163)
The Prudential Control and Resolution College has declared conformity with the European Securities and Markets Authority's revised guidelines regarding MiFID II adequacy requirements. These guidelines specifically apply to credit institutions providing investment advice on structured deposits as defined in the Monetary and Financial Code. Institutions are required to take all necessary measures to comply with these guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010.
OPINION
Implementation of ESMA Revised Guidelines on Certain Aspects of MiFID II Adequacy Requirements (ESMA35-43-1163)
The Prudential Control and Resolution College has declared conformity with the revised guidelines of the European Securities and Markets Authority (ESMA35-43-1163) concerning certain aspects related to the adequacy requirements of the MiFID II Directive.
These revised guidelines apply to credit institutions that provide investment advice services regarding structured deposits as defined in Article L. 312-22 of the Monetary and Financial Code. These institutions shall take all measures to comply with these guidelines, in accordance with the provisions of Article 16 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority).
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“in accordance with the provisions of Article 16 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority).”
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Source: Autorite de Controle Prudentiel et de Resolution — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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