RegAlertGuidance · AMF
Scope of the Regulation on Credit Rating Agencies
The AMF issues position DOC-2013-14 to apply ESMA's orientations and recommendations regarding the scope of the Credit Rating Agencies Regulation. This position clarifies the registration of agencies and exemptions, the scope of private credit rating, and cooperation modalities during inspections or investigations. It serves as the AMF's implementation of ESMA/2013/720 effective October 8, 2013.
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V - Market Infrastructures and Other Market Participants
V. 3 - Other Market Participants
Doctrinal Guidance
Credit Rating Agencies
Scope of the Regulation on Credit Rating Agencies
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Applicable as of October 8, 2013
Position DOC-2013-14
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Summary
The AMF applies the orientations and recommendations of ESMA regarding the scope of the Regulation on Credit Rating Agencies (ESMA/2013/720). The AMF integrates these into a position that provides clarifications on the registration of agencies and exemptions, the scope of private credit rating, as well as the modalities for cooperation among agencies in the event of an inspection or investigation.
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Download the full overview of the doctrinal guidance Reference Texts
Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies
Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies
Regulation (EU) No 462/2013 of the European Parliament and of the Council of 21 May 2013 amending Regulation (EC) No 1060/2009 on credit rating agencies
Orientations and recommendations of ESMA issued by ESMA regarding the scope of the Regulation on Credit Rating Agencies (ESMA/2013/720) Legal Notices:
Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02
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- Refers to
“Regulation (EU) No 462/2013 of the European Parliament and of the Council of 21 May 2013 amending Regulation (EC) No 1060/2009 on credit rating agencies”
“Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies”
“Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies”
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