Securities & Capital Markets regulation in Sri Lanka

Guidelines for Actuaries Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes

Sri Lanka

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Rules Applicable to Investment Managers

Sri Lanka

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Unit Trust Code for Sri Lanka Real Estate Investment Trust 2020

Sri Lanka

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Shari’ah Compliant Securities Screening Methodology

Sri Lanka

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Guidelines for Valuers Providing Services to Market Institutions and Listed Companies

Sri Lanka

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Securities and Exchange Commission of Sri Lanka Regulations 1993

Sri Lanka

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Guidelines Applicable for Auditors Providing Services to Market Institutions, Intermediaries, Listed Public Companies, or Collective Investment Schemes

Sri Lanka

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Guidelines for Custodians Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes

Sri Lanka

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Directive on Categorization of Collective Investment Schemes (Unit Trusts)

Sri Lanka

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Stakeholder Consultation on Draft Code of Conduct for Corporate Finance Advisors

Sri Lanka

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Guidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing for the Securities Market

Sri Lanka

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Guidelines for Trustees Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes

Sri Lanka

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Application for Transfer of Securities Outside the Trading System

Sri Lanka

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Rules Applicable to an Exchange

Sri Lanka

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Securities and Exchange Commission of Sri Lanka Act No. 19 of 2021

Sri Lanka

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Securities and Exchange Commission of Sri Lanka Take-overs and Mergers Code 1995 (Amended 2003)

Sri Lanka

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Collective Investment Scheme Code of 2022

Sri Lanka

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Securities and Exchange Commission of Sri Lanka (Amendment) Act, No. 47 of 2009

Sri Lanka

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2026-05-05

SEC Directive Related Party Portfolio Management Limits and Minimum Number of Clients

Sri Lanka

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2026-02-26

Directive on Shariah Compliant Debt Securities dated 26th February 2026

Sri Lanka

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2026-02-26

Directive on Whitelist Indices dated 26th February 2026

Sri Lanka

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2026-01-09

SEC Directive 09.01.2026 Mandatory Submission of Feedback Form by an Outgoing Compliance Officer of a Market Institution or Market Intermediary

Sri Lanka

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2026-01-07

SEC Sri Lanka Guidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing

Sri Lanka

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2025-10-28

SEC Sri Lanka Directive on Disciplinary Actions for Listing Rule Non-Compliance

Sri Lanka

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