Regulatory AlertsSecurities & Capital Markets regulation in Sri Lanka
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 70 publications, summarized in English and updated same-day.
2026-05-05
SEC Directive Related Party Portfolio Management Limits and Minimum Number of Clients
Sri Lanka
SECLK
2026-01-09
SEC Directive 09.01.2026 Mandatory Submission of Feedback Form by an Outgoing Compliance Officer of a Market Institution or Market Intermediary
Sri Lanka
SECLK
2026-01-01
Directive on Shariah Compliant Debt Securities dated 26th February 2026
Sri Lanka
SECLK
2026-01-01
SEC Sri Lanka Guidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing
Sri Lanka
SECLK
2026-01-01
Guidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing for the Securities Market
Sri Lanka
SECLK
2026-01-01
Application for Transfer of Securities Outside the Trading System
Sri Lanka
SECLK
2026-01-01
Directive on Whitelist Indices dated 26th February 2026
Sri Lanka
SECLK
2025-01-01
SEC Sri Lanka Directive on Disciplinary Actions for Listing Rule Non-Compliance
Sri Lanka
SECLK
2025-01-01
Repeal of Securities and Exchange Commission of Sri Lanka Rules 2001
Sri Lanka
SECLK
2025-01-01
SEC Directive on AML CFT CPF Compliance for the Securities Market
Sri Lanka
SECLK
2024-01-01
SEC Directive 30 12 2024
Sri Lanka
SECLK
2024-01-01
SEC Sri Lanka Directive on Additional Requirements for Collective Investment Schemes
Sri Lanka
SECLK
2024-01-01
SEC Directive on Liquidity, Borrowing, and Investment Limits for Collective Investment Schemes
Sri Lanka
SECLK
2024-01-01
Shari’ah Compliant Securities Screening Methodology
Sri Lanka
SECLK
2024-01-01
SEC Directive on Submission of Compliance Reports by Trustees of Collective Investment Schemes
Sri Lanka
SECLK
2024-01-01
SEC Directive on Minimum Financial Requirements applicable to certain categories of Market Intermediaries
Sri Lanka
SECLK
2023-01-01
Guidelines for Trustees Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes
Sri Lanka
SECLK
2023-01-01
Stakeholder Consultation on Draft Code of Conduct for Corporate Finance Advisors
Sri Lanka
SECLK
2023-01-01
REVISION OF MARKET TRADING HOURS
Sri Lanka
SECLK
2023-01-01
Guidelines Applicable for Auditors Providing Services to Market Institutions, Intermediaries, Listed Public Companies, or Collective Investment Schemes
Sri Lanka
SECLK
2023-01-01
Public Consultation on Revising Corporate Governance Rules for Colombo Stock Exchange Listed Entities
Sri Lanka
SECLK
2023-01-01
Guidelines for Custodians Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes
Sri Lanka
SECLK
2023-01-01
Guidelines for Actuaries Providing Services to Market Institutions, Intermediaries, Listed Companies, or Collective Investment Schemes
Sri Lanka
SECLK
2023-01-01
Guidelines for Valuers Providing Services to Market Institutions and Listed Companies
Sri Lanka
SECLK
Showing the 24 most recent of 70. Browse the full catalogue