Securities & Capital Markets regulation in Sri Lanka

Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 86 publications, summarized in English and updated same-day.

2026-05-05

SEC Directive Related Party Portfolio Management Limits and Minimum Number of Clients

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2026-02-26

Directive on Shariah Compliant Debt Securities dated 26th February 2026

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2026-02-26

Directive on Whitelist Indices dated 26th February 2026

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2026-01-09

SEC Directive 09.01.2026 Mandatory Submission of Feedback Form by an Outgoing Compliance Officer of a Market Institution or Market Intermediary

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2026-01-07

SEC Sri Lanka Guidelines on Anti-Money Laundering, Countering the Financing of Terrorism and Countering Proliferation Financing

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2025-10-28

SEC Sri Lanka Directive on Disciplinary Actions for Listing Rule Non-Compliance

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2025-10-03

SEC Directive on AML CFT CPF Compliance for the Securities Market

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2025-06-11

Repeal of Securities and Exchange Commission of Sri Lanka Rules 2001

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2024-12-30

SEC Directive 30 12 2024

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2024-10-15

SEC Directive on Minimum Financial Requirements applicable to certain categories of Market Intermediaries

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2024-10-04

SEC Directive on Liquidity, Borrowing, and Investment Limits for Collective Investment Schemes

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2024-10-04

SEC Sri Lanka Directive on Additional Requirements for Collective Investment Schemes

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2024-10-04

SEC Directive on Submission of Compliance Reports by Trustees of Collective Investment Schemes

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2023-10-06

Directive on Disciplinary Actions for Listing Rule Non-Compliances

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2023-07-23

Public Consultation on Revising Corporate Governance Rules for Colombo Stock Exchange Listed Entities

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2023-04-04

REVISION OF MARKET TRADING HOURS

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2022-07-06

Public Consultation on Proposal for Introducing Sukuk Products at the Colombo Stock Exchange

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2022-04-16

SEC Sri Lanka Orders Temporary Closure of Colombo Stock Market

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2022-04-07

Public Consultation on Facilitating Equity Crowdfunding in Sri Lanka

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2022-02-15

Directive on Mandatory Updating of Contact and Bank Details for CDS Account Holders

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2021-03-29

Public Consultation on Revising Corporate Governance Rules for Colombo Stock Exchange Listed Entities

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2020-08-14

Directive on Qualification Framework for Unit Trust Industry

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2020-03-31

Directive5

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2018-12-31

Regulatory Framework on Investments and Disposals in Listed Securities by Unit Trust Managing Companies

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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