Regulatory AlertsSecurities & Capital Markets regulation in Florida
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 6 publications, summarized in English and updated same-day.
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2026-07-14
Final Order Denying Melinda J. Abood's Petition for Waiver of Rule 69W-600.0024(6), Florida Administrative Code
Florida
OFR
2026-07-14
Final Order — Investment Adviser/Associated Person
Florida
OFR
2026-07-14
Final Order Denying Michael W. Preble's Petition for Waiver of Rule 69W-600.0024(6)(b)
Florida
OFR
2026-07-14
Final Order Denying Cowles' Petition for Variance or Waiver from Rule 69W-600.0024(6)
Florida
OFR
2026-06-17
Final Order — Broker Dealer
Florida
OFR
2026-06-15
Final Order — Investment Adviser/Associated Person
Florida
OFR