Regulatory Alerts2026-07-01
Added · Updated
Final Order Denying Brian P. Callanan's Petition for Waiver from Rule 69W-600.0024(6)(b)
The Florida Office of Financial Regulation denied Brian P. Callanan's petition for a waiver from the rule requiring proof of passing the Series 65 or Series 66 examination within two years of application. The Office determined that Callanan failed to demonstrate that the statutory purpose of ensuring current securities knowledge was met by other means or that strict application of the rule would cause substantial hardship or violate fairness principles. Callanan's failure to contest the Notice of Intent resulted in the acceptance of the Office's findings and the final denial of his request.
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