RegAlert2026-11-09
Applies to: A named firm
Final Order on Petition for Declaratory Statement of Satstreet USA, Inc.
Florida
Florida Office of Financial Regulation
2026-11-09
Applies to: A named firm
Iran Designation Update
US Federal
Office of Foreign Assets Control
2026-11-06
Applies to: All regulated firms
Iran-related Designations
US Federal
Office of Foreign Assets Control
2026-11-06
Not yet in force · from 6 Dec 2026
Applies to: All regulated firms
Imposition of Special Measure Prohibiting the Transmittal of Funds Involving MEXC Global
US Federal
Financial Crimes Enforcement Network
2026-11-06
Applies to: A named firm
Final Order against VIAMERICAS CORPORATION by the Florida Office of Financial Regulation
Florida
Florida Office of Financial Regulation
2026-11-06
Homeownership Counseling: Revised Comptroller's Handbook Booklet
US Federal
Office of the Comptroller of the Currency
2026-11-06
Withdrawal of Proposed Rule Related to Recordkeeping and Travel Rule Obligations, Including Those Involving Convertible Virtual Currencies and Certain Digital Assets
US Federal
Financial Crimes Enforcement Network
2026-11-05
Applies to: A named firm
Final Order (Default) — Motor Vehicle Retail Installment
Florida
Florida Office of Financial Regulation
2026-11-05
Applies to: A named firm
Final Order Approving Stipulation and Consent Agreement with Gregory Simmons
Florida
Florida Office of Financial Regulation
2026-11-05
Applies to: A named firm
CFTC Staff Letter 26-30 (No-Action): DCO Use of Trust Companies for Daily Settlements with Clearing Members
US Federal
Commodity Futures Trading Commission
2026-11-05
In force from 5 Nov 2026
Applies to: The public
Determination Pursuant to Section 2(a)(i)(A) of Executive Order 14404: Electronics, Manufacturing, Marine, and Technology Sectors of the Cuban Economy
US Federal
Office of Foreign Assets Control
2026-11-05
Applies to: A named firm
Final Order – Money Services Business
Florida
Florida Office of Financial Regulation
2026-11-05
Applies to: A named firm
Final Order Approving Stipulation and Consent Agreement with Fast Track Motors Buy Here Pay Here of Broward LLC and Frank Bellnier
Florida
Florida Office of Financial Regulation
2026-11-05
In force from 5 Nov 2026
Applies to: All regulated firms
FINRA Adopts Amendments to Exempt Specified Collective Trust Funds From FINRA Rules 5130 and 5131
US Federal
Financial Industry Regulatory Authority
2026-11-04
Applies to: Commercial bank
OCC Supervisory Framework on Bank Use of Super Intelligence
US Federal
Office of the Comptroller of the Currency
2026-11-04
In force on issue
Applies to: Insurer
Bulletin 2026-10: Unfair Claim Settlement Practices Related to the Use of Virtual Claim Adjustment Systems and Mobile Applications
Oregon
Oregon Division of Financial Regulation
2026-11-04
Applies to: Commercial bank
AI Supervisory Framework Memorandum
Alabama
Alabama State Banking Department
2026-11-04
Applies to: All regulated firms
Iran-related Designations; Updates to Certain Iran-related Listings; Publication of Iran-related OFAC Alert; Issuance of Amended Venezuela-related General License and Frequently Asked Question
US Federal
Office of Foreign Assets Control
2026-11-04
Applies to: Commercial bank
Large-Bank Deposit Insurance Determination Modernization
US Federal
Federal Deposit Insurance Corporation
2026-11-03
Applies to: A named firm
Final Order — Mutual Finance Company, Case Number 138850
Florida
Florida Office of Financial Regulation
2026-11-03
Applies to: A named firm
Final Order Approving Stipulation and Consent Agreement with Touch to Find LLC
Florida
Florida Office of Financial Regulation
2026-11-03
In force on issue
Applies to: A named firm
Default Judgment and Order: In re Douglas Anthony Chu Eze
Vermont
Vermont Department of Financial Regulation
2026-11-03
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: Canton Coin
US Federal
Securities and Exchange Commission
2026-11-03
Applies to: All regulated firms
Revisions to the Consolidated Reports of Condition and Income (Call Reports)
US Federal
Federal Deposit Insurance Corporation
2026-11-02
Applies to: All regulated firms
Supervisory Relief to Help Financial Institutions and Facilitate Recovery for the Oglala Sioux Tribe of the Pine Ridge Reservation in South Dakota Affected by Severe Storms, Straight-Line Winds, and Flooding
US Federal
Federal Deposit Insurance Corporation
2026-11-02
Applies to: All regulated firms
Supervisory Relief to Help Financial Institutions and Facilitate Recovery in Areas of Indiana Affected by Severe Storms, Straight-Line Winds, Tornadoes, and Flooding
US Federal
Federal Deposit Insurance Corporation
2026-11-02
Applies to: A named firm
Final Order Approving Stipulation and Consent Agreement with Milo Payments, LLC
Florida
Florida Office of Financial Regulation
2026-10-30
Applies to: Commercial bank, Broker-dealer, Asset manager
FinCEN Notice on the Use of Charities and Non-Profit Organizations for Illicit Activity (FIN-2026-NTC2)
US Federal
Financial Crimes Enforcement Network
2026-10-30
Applies to: All regulated firms
FinCEN Alert on Risks Associated with Foreign-Agent-Directed Transactions
US Federal
Financial Crimes Enforcement Network
2026-10-30
Applies to: Commercial bank
Notice of Proposed Rulemaking for Large-Bank Deposit Insurance Determination Modernization
US Federal
Federal Deposit Insurance Corporation