Regulatory Alerts2026-07-14
Added · Updated
Final Order — Investment Adviser/Associated Person
The Office of Financial Regulation orders Brian Hartley McKeown to cease and desist from violating Florida securities laws by rendering investment advice without proper registration. McKeown must pay a $45,000 administrative fine to resolve the matter. Upon payment and entry of the Final Order, the Office will approve McKeown's pending registration as an associated person of Russell Capital Management, LLC.
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