Securities & Capital Markets regulation in South Africa

Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 29 publications, summarized in English and updated same-day.

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2025-09-03

FSCA Draft Conduct Standard on Securities Financing Transactions

Financial Sector Conduct Authority

South Africa

FSCA

2025-08-14

FSCA Conduct Standard 3 of 2025 Requirements for Managers of Collective Investment Schemes

Financial Sector Conduct Authority

South Africa

FSCA

2025-07-14

FSCA Retail Funds Exemption Notice 8 of 2025 on Amalgamations and Transfers

Financial Sector Conduct Authority

South Africa

FSCA

2025-06-03

Joint Standard of 2025: Criteria for Exempting External CCPs and Trade Repositories from the FMA

Financial Sector Conduct Authority

South Africa

FSCA

2025-05-21

FSCA Draft Conduct Standard on Requirements for Managers of Collective Investment Schemes

Financial Sector Conduct Authority

South Africa

FSCA

2025-05-21

FSCA Conduct Standard - Requirements for Managers of Collective Investment Schemes

Financial Sector Conduct Authority

South Africa

FSCA

2025-04-30

Joint Communication 1 of 2025: Eligible Non-Cash Collateral and Risk Management Measures for OTC Derivative Margin Requirements

Financial Sector Conduct Authority

South Africa

FSCA

2025-04-24

FSCA Communication 10 of 2025 (CIS)

Financial Sector Conduct Authority

South Africa

FSCA

2025-04-24

FSCA Communication 9 of 2025 (FM): ZARONIA First Initiative for Linear Derivatives

Financial Sector Conduct Authority

South Africa

FSCA

2024-08-29

FSCA Draft Determination on Foreign Collective Schemes Soliciting Investments in South Africa

Financial Sector Conduct Authority

South Africa

FSCA

2024-05-22

FSCA Communication 19 of 2024 on Multilateral Trading Facilities and Exchanges

Financial Sector Conduct Authority

South Africa

FSCA

2024-04-09

FSCA Draft Conduct Standard on Requirements for Market Infrastructures (2024)

Financial Sector Conduct Authority

South Africa

FSCA

2024-03-06

FSCA Communication 8 of 2024 on Re-investment of Income Distributions in Collective Investment Scheme Portfolios

Financial Sector Conduct Authority

South Africa

FSCA

2024-02-23

FSCA Communication 5 of 2024 (CIS): Exemption of CIS Managers from Certain BN 52 Requirements

Financial Sector Conduct Authority

South Africa

FSCA

2023-11-02

FSCA Communication 28 of 2023 (FM) on Financial Benchmarks and Industry Questionnaire

Financial Sector Conduct Authority

South Africa

FSCA

2023-11-01

Joint Communication 3 of 2023: Criteria for Exempting External CCPs and Trade Repositories from the Financial Markets Act

Financial Sector Conduct Authority

South Africa

FSCA

2023-09-26

FSCA Communication 24 of 2023 (FM CRA)

Financial Sector Conduct Authority

South Africa

FSCA

2023-03-06

FSCA Communication 8 of 2023 Regarding Collective Investment Schemes

Financial Sector Conduct Authority

South Africa

FSCA

2023-02-15

FSCA Communication 4 of 2023 (CIS) Exemption for Collective Investment Scheme Managers

Financial Sector Conduct Authority

South Africa

FSCA

2022-12-07

Conduct Standard on Conditions for Investment in Derivative Instruments by Pension Funds

Financial Sector Conduct Authority

South Africa

FSCA

2022-07-11

FSCA Communication 21 of 2022 (CIS) Exemption for Collective Investment Scheme Managers

Financial Sector Conduct Authority

South Africa

FSCA

2022-02-08

Joint Roadmap for the Development of a Regulatory Framework for Central Clearing in South Africa

Financial Sector Conduct Authority

South Africa

FSCA

2020-11-13

FSCA Communication 53 of 2020 Reclassification of Inward Listed Debt, Derivatives and Foreign-Referenced ETFs

Financial Sector Conduct Authority

South Africa

FSCA

2020-10-09

FSCA Draft Conduct Standard on Conditions for Investments in Hedge Funds

Financial Sector Conduct Authority

South Africa

FSCA

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