Regulatory AlertsSecurities & Capital Markets regulation in Canada
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 635 publications, summarized in English and updated same-day.
2026-08-18
Canadian Securities Administrators release 2025-2026 Year in Review
Canada
CSA
2026-08-11
CSA Market Update: Changes to CSA Derivatives Data Technical Manual
Canada
CSA
2026-07-29
Joint Canadian Securities Administrators / Canadian Investment Regulatory Organization Staff Notice 81-339: Industry Practices Relating to Foreign-Listed Exchange-Traded Funds
Canada
AMF
2026-07-29
CSA and CIRO issue guidance on foreign-listed ETF practices
Canada
CSA
2026-07-29
CSA and CIRO guidance on marketing and sale of foreign-listed ETFs
Canada
OSC
2026-07-23
CSA proposes to codify higher limits for listed issuer financing exemption after strong uptake
Canada
OSC
2026-07-23
CSA proposes to codify higher limits for listed issuer financing exemption after strong uptake
Canada
CSA
2026-07-23
OSC announces allegations against Craig Dunkerley (BG Wealth Group)
Canada
OSC
2026-07-16
CSA Consultation Paper on Modernizing Securities Legislation for Public Companies
Canada
OSC
2026-07-16
CSA Consultation Paper 51-406 on Modernizing the Regulation of Public Companies
Canada
CSA
2026-07-15
Ian McSevney pleads guilty in $5.3 million investment scheme
Canada
OSC
2026-07-09
CSA Market Update on CIRO Proposed Compensation Rule Amendments
Canada
CSA
2026-07-04
Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2026-07-04
Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
2026-06-25
CSA final amendments to implement an access model for continuous disclosure documents of reporting issuers other than investment funds
Canada
OSC
2026-06-25
DECISION NO. 2026-PDG-0027: Recognition of TSX Inc. as a Security Information Processing Agency
Canada
AMF
2026-06-25
CSA Staff Notice 21-335: Information Processor for Exchange-Traded Securities other than Options
Canada
AMF
2026-06-22
CSA and CIRO to delay implementation of final amendments to access fee and tick-size rules
Canada
CSA
2026-06-22
Securities Regulation (Quebec)
Canada
AMF
2026-06-22
CSA and CIRO to delay implementation of final amendments to access fee and tick-size rules
Canada
OSC
2026-06-11
Changes to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices
Canada
AMF
2026-06-11
Regulation to Amend Regulation 81-105 Respecting Mutual Fund Sales Practices
Canada
AMF
2026-06-11
Final amendments to the principal distributor model in mutual fund distribution
Canada
OSC
2026-06-11
Regulation to amend Regulation 81-102 respecting Investment Funds
Canada
AMF
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