RegAlertSecurities & Capital Markets regulation in US Federal
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 3983 publications, summarized in English and updated same-day.
2026-10-06
Adoption of Updated EDGAR Filer Manual
US Federal
SEC
2026-10-03
CFTC Staff Letter 26-29: No-Action Relief for Converting Perpetual-Style Broad-Based Security Index Futures Contracts
US Federal
CFTC
2026-09-29
SEC Division of Investment Management staff letter: Mutual Fund Directors Forum
US Federal
SEC
2026-09-28
SEC Division of Corporation Finance no-action letter: Equity-Linked Structured Notes
US Federal
SEC
2026-09-28
SEC Division of Corporation Finance no-action letter: The Goldman Sachs Group, Inc.
US Federal
SEC
2026-09-17
SEC Division of Trading and Markets no-action letter: Alpaca Securities LLC
US Federal
SEC
2026-09-17
CFTC Staff Letter 26-26 No-Action: Eurex Clearing use of Clearstream Banking S.A. as central securities depository
US Federal
CFTC
2026-09-10
Political Contributions by Certain Investment Advisers
US Federal
SEC
2026-09-10
FINRA Requests Comment on Proposed Changes to Modernize Rule 2210 (Communications with the Public)
US Federal
FINRA
2026-09-05
Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for CAD and MXN Interest Rate Benchmark Transitions
US Federal
CFTC
2026-09-04
Transfer Agent Rules
US Federal
SEC
2026-09-02
SEC Trading and Markets FAQ: Treasury Clearing
US Federal
SEC
2026-09-02
CFTC Staff Letter 26-24: No-Action Position for Electron Exchange DCM LLC Reporting
US Federal
CFTC
2026-08-26
FINRA Expands the Scope of the TRACE Non-Member Affiliate—Principal Transaction Indicator
US Federal
FINRA
2026-08-21
SEC Division of Corporation Finance no-action letter: Arbutus Biopharma Corporation
US Federal
SEC
2026-08-21
Regulation Crypto Assets
US Federal
SEC
2026-08-17
SEC Division of Trading and Markets no-action letter: MX2 LLC
US Federal
SEC
2026-08-14
Regulatory Flexibility Agenda
US Federal
SEC
2026-08-12
SEC Division of Investment Management staff letter: Franklin Templeton
US Federal
SEC
2026-08-12
SEC Division of Corporation Finance no-action letter: Brian David Smit
US Federal
SEC
2026-07-28
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
US Federal
CFTC
2026-07-27
SEC Division of Investment Management staff letter: Investment Company Institute
US Federal
SEC
2026-07-24
CFTC Staff Advisory on Self-Certification of Event Contract Series
US Federal
CFTC
2026-07-24
CFTC Staff Letter 26-21: Extension of No-Action Position for Kraken Derivatives Exchange Inc. Regarding Dormancy Framework
US Federal
CFTC
Showing the 24 most recent of 3983. Browse the full catalogue