Regulatory AlertsSecurities & Capital Markets regulation in US Federal
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 449 publications, summarized in English and updated same-day.
2026-08-21
Regulation Crypto Assets
US Federal
SEC
2026-08-14
Regulatory Flexibility Agenda
US Federal
SEC
2026-07-28
Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
US Federal
CFTC
2026-07-24
FINRA Requests Comment on Modernizing FINRA’s Best Execution Guidance
US Federal
FINRA
2026-07-21
Order Providing Exemptive Relief To Facilitate Listing of Cash-Settled Futures on Individual Equity Securities
US Federal
CFTC
2026-07-18
Modernization of Delegations of Authority to Commission Staff
US Federal
SEC
2026-07-17
Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
US Federal
CFTC
2026-07-09
FINRA Requests Comment on Proposed Changes to Modernize Rule 2210
US Federal
FINRA
2026-07-07
FINRA Regulatory Notice 26-13: Amendment to Rule 3210 Regarding Trump Accounts
US Federal
FINRA
2026-06-30
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
US Federal
CFTC
2026-06-29
Daily Customer and Broker-Dealer Proprietary Account (PAB) Reserve Computations
US Federal
FINRA
2026-06-24
Joint Request for Comment on Further Definition of Swap and Security-Based Swap and on Alternative Compliance
US Federal
SEC
2026-06-24
Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance
US Federal
CFTC
2026-06-24
Joint Request for Comment on Swap and Security-Based Swap Data Reporting
US Federal
SEC
2026-06-24
Joint Request for Comment on Swap and Security-Based Swap Data Reporting
US Federal
CFTC
2026-06-18
Request for Information: Identifying Regulations To Facilitate Innovation and Competition to Financial Products and Services for Fintech Firms
US Federal
CFTC
2026-06-17
The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
US Federal
SEC
2026-06-17
New Rule 605 Designated Participant Authorization Form
US Federal
FINRA
2026-06-15
Whistleblower Award Determination
US Federal
CFTC
2026-06-12
Prediction Markets; Public Interest Determinations
US Federal
CFTC
2026-06-09
Guidance Regarding the Application of FINRA Rules in Relation to the SEC No-Action Letter on Personal Services Entities
US Federal
FINRA
2026-06-03
Rescission of Climate-Related Disclosure Rules
US Federal
SEC
2026-05-26
Registered Offering Reform
US Federal
SEC
2026-05-21
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
US Federal
SEC
Showing the 24 most recent of 449. Browse the full catalogue