Regulatory AlertsSecurities & Capital Markets regulation in Hong Kong
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 126 publications, summarized in English and updated same-day.
2026-07-24
SFC enhances regulatory framework for daily leveraged and inverse products to ensure orderly market trading
Hong Kong
SFC
2026-07-24
Circular on listed structured funds
Hong Kong
SFC
2026-07-23
Mutual Recognition of Covered Funds between Malaysia and Hong Kong
Hong Kong
SFC
2026-07-23
Cross-listings of Malaysian Real Estate Investment Trusts in Hong Kong
Hong Kong
SFC
2026-07-21
Updates on HKEX’s post release tests for the launch of its backbone network upgrade for securities market systems
Hong Kong
SFC
2026-07-07
SFC welcomes new initiatives to advance Hong Kong’s fixed income and currency markets
Hong Kong
SFC
2026-06-24
SFC Annual Report 2025-26: Growth in Hong Kong Capital Markets
Hong Kong
SFC
2026-06-23
SFC concludes consultation on the investor identification regime for Hong Kong’s exchange-traded derivatives market
Hong Kong
SFC
2026-06-18
Hong Kong to launch Five-Year China Government Bond Futures
Hong Kong
SFC
2026-06-05
SFC expands listed fund universe to leveraged and inverse products referencing Hong Kong-listed single stocks with enhanced safeguards
Hong Kong
SFC
2026-06-05
SFC and HKMA conclude joint consultation on amendments to Clearing Rules for over-the-counter derivative transactions
Hong Kong
SFC
2026-05-29
SFC Guidance Note on Preparing for the Uncertificated Securities Market Regime
Hong Kong
SFC
2026-05-22
Expected controls for account opening and maintaining relationships with clients with investment accounts
Hong Kong
HKMA
2026-05-22
Additional measures for opening and managing investment accounts of Chinese Mainland investors
Hong Kong
HKMA
2026-05-22
HKMA Circular on Expected Controls for Account Opening and Client Relationships with Investment Accounts
Hong Kong
HKMA
2026-05-22
Expected controls for account opening and maintaining relationships with clients with investment accounts - Annex 2: Frequently asked questions
Hong Kong
HKMA
2026-02-11
Asset and Wealth Management Activities Survey 2025 Conducted by the Securities and Futures Commission
Hong Kong
HKMA
2025-12-05
SFC and HKMA joint product survey 2025
Hong Kong
HKMA
2025-09-29
Concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment products
Hong Kong
HKMA
2025-03-28
Investor Identification in IPO Subscription Services
Hong Kong
HKMA
2025-03-21
HKMA Circular on Increased Customer Limit for Southbound Scheme Services by Non-Locally Incorporated Authorized Institutions
Hong Kong
HKMA
2025-03-14
Guidance on Selling of Accumulators
Hong Kong
HKMA
2025-03-14
Guidance on Selling of Accumulators
Hong Kong
HKMA
2025-03-14
Guidance on Selling of Accumulators
Hong Kong
HKMA
Showing the 24 most recent of 126. Browse the full catalogue