Regulatory AlertsSecurities & Capital Markets regulation in Dominican Republic
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 41 publications, summarized in English and updated same-day.
2026-07-27
R-SIMV-2026-30-FI — Modification of the First Resolution of the Securities Market Superintendence dated March 6, 2023, Authorizing JMMB Closed Development Investment Fund
Dominican Republic
SIMV
2026-07-27
R-SIMV-2026-28-FI — Exclusion from the Securities Market Registry of the Closed-End Investment Fund Renta Inmobiliaria Pesos Popular
Dominican Republic
SIMV
2026-07-17
Authorization and Registration of Subordinated Debt Bonds Public Offering for Asociación Cibao de Ahorros y Préstamos
Dominican Republic
SIMV
2026-07-17
Authorization and Registration of Corporate Bond Public Offering for Motor Crédito, S.A., Banco de Ahorro y Crédito
Dominican Republic
SIMV
2026-06-25
First Resolution of the Securities Market Superintendence of June 15, 2026 (R-SIMV-2026-25-FI) Modifying the Authorization of Pioneer II Closed-End Investment Fund
Dominican Republic
SIMV
2026-06-01
Regulation for Central Securities Depositories and Securities Clearing and Settlement Systems
Dominican Republic
SIMV
2026-05-27
R-CNMV-2026-05-MV — Authorization to Submit for Public Consultation the Draft Modification to Article 18 of the Regulation on Investment Fund Management Companies and Investment Funds
Dominican Republic
SIMV
2026-05-11
R-CNMV-2026-07-MV — Approval of the Modification of the Regulation for Centralized Securities Depositories and Securities Clearing and Settlement Systems
Dominican Republic
SIMV
2026-05-11
Final Approval of the Proposed Modification to the Fee Regulation for Regulation and Services of the Securities Market Superintendence
Dominican Republic
SIMV
2026-05-11
R-CNMV-2026-04-SIMV — Modification of the Regulatory Agenda of the Securities Market Superintendence for the Period from March to September 2026
Dominican Republic
SIMV
2026-01-20
R-CNMV-2025-27-MV — Regulation for Collaborative Financing (Crowdfunding) of Investment in the Securities Market
Dominican Republic
SIMV
2026-01-13
Regulation for Securities Intermediaries, modified by Resolution R-CNMV-2025-30-MV
Dominican Republic
SIMV
2025-07-30
Resolution R-CNMV-2025-10-MV: Regulation for the Authorization, Operation, Selection and Supervision of External Auditors
Dominican Republic
SIMV
2025-04-22
Regulation Regulating the Prevention of Money Laundering, Terrorist Financing and Proliferation of Weapons of Mass Destruction in the Dominican Securities Market, Modified by Resolution R-CNMV-2025-04-MV
Dominican Republic
SIMV
2025-04-04
R-CNMV-2025-01-MV — Regulation for Public Offering Trust Fiduciaries, Securitization Companies, and Autonomous Assets in Securitization Processes
Dominican Republic
SIMV
2025-02-21
Circular 01-25 — Notification of Regulatory Indexation of the Maximum Issuance Amount for Small and Medium Enterprises (SMEs) in Fixed Income Public Offering Securities with Voluntary Risk Rating and the Maximum Investment Amount for Small Investors
Dominican Republic
SIMV
2024-12-20
Circular 05-24 — Instruction for the Constitution, Registration, and Enforcement of Guarantees on Participation Quotas of Open or Mutual Investment Funds with Financial Intermediation Entities
Dominican Republic
SIMV
2024-11-28
Circular 04/24 — Establishing the Recognition of Appraisal or Valuation Professional Associations
Dominican Republic
SIMV
2024-10-21
R-CNMV-2024-09-MV — Regulation on Change of Control, Merger, Supervision, Administrative Intervention, Dissolution and Liquidation of Securities Market Participants
Dominican Republic
SIMV
2024-08-26
Circular 03/24 — Instruction on the Cybersecurity and Information Security Regulation in the Securities Market
Dominican Republic
SIMV
2024-08-12
R-CNMV-2024-08-MV — Regulation on Cybersecurity and Information Security in the Securities Market
Dominican Republic
SIMV
2024-01-26
Circular 01/24 — Regulatory Indexation of the Maximum Issuance Amount for SMEs in Fixed Income Public Offering Securities with Voluntary Risk Rating and the Maximum Investment Amount for Small Investors
Dominican Republic
SIMV
2023-12-18
Circular 14/23 — Disclosure in Annual Financial Statements of Transitional Measures to Mitigate the Impact of Fair Value on Investment Portfolios of Securities Intermediaries and Investment Funds
Dominican Republic
SIMV
2023-12-13
Circular 12/23 — Authorization for Public Consultation of the Instruction for the Constitution, Registration, and Execution of Guarantees on Participation Quotas of Open or Mutual Investment Funds
Dominican Republic
SIMV
Showing the 24 most recent of 41. Browse the full catalogue