Regulatory AlertsSecurities & Capital Markets regulation in Dominican Republic
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 28 publications, summarized in English and updated same-day.
2026-06-01
Regulation for Central Securities Depositories and Securities Clearing and Settlement Systems
Dominican Republic
SIMV
2026-05-27
R-CNMV-2026-05-MV — Authorization to Submit for Public Consultation the Draft Modification to Article 18 of the Regulation on Investment Fund Management Companies and Investment Funds
Dominican Republic
SIMV
2026-05-11
R-CNMV-2026-07-MV — Approval of the Modification of the Regulation for Centralized Securities Depositories and Securities Clearing and Settlement Systems
Dominican Republic
SIMV
2026-05-11
R-CNMV-2026-04-SIMV — Modification of the Regulatory Agenda of the Securities Market Superintendence for the Period from March to September 2026
Dominican Republic
SIMV
2026-05-11
Final Approval of the Proposed Modification to the Fee Regulation for Regulation and Services of the Securities Market Superintendence
Dominican Republic
SIMV
2026-01-20
R-CNMV-2025-27-MV — Regulation for Collaborative Financing (Crowdfunding) of Investment in the Securities Market
Dominican Republic
SIMV
2026-01-13
Regulation for Securities Intermediaries, modified by Resolution R-CNMV-2025-30-MV
Dominican Republic
SIMV
2025-07-30
Resolution R-CNMV-2025-10-MV: Regulation for the Authorization, Operation, Selection and Supervision of External Auditors
Dominican Republic
SIMV
2025-04-22
Regulation Regulating the Prevention of Money Laundering, Terrorist Financing and Proliferation of Weapons of Mass Destruction in the Dominican Securities Market, Modified by Resolution R-CNMV-2025-04-MV
Dominican Republic
SIMV
2025-04-04
R-CNMV-2025-01-MV — Regulation for Public Offering Trust Fiduciaries, Securitization Companies, and Autonomous Assets in Securitization Processes
Dominican Republic
SIMV
2024-10-21
R-CNMV-2024-09-MV — Regulation on Change of Control, Merger, Supervision, Administrative Intervention, Dissolution and Liquidation of Securities Market Participants
Dominican Republic
SIMV
2024-08-12
R-CNMV-2024-08-MV — Regulation on Cybersecurity and Information Security in the Securities Market
Dominican Republic
SIMV
2023-03-02
Corporate Governance Regulation, rectified by Resolution R-CNMV-2023-04-MV
Dominican Republic
SIMV
2023-03-01
Third Resolution of the National Securities Market Council Approving the Regulation of Price-Providing Companies
Dominican Republic
SIMV
2022-12-22
Public Offering Regulation, modified by Resolution R-CNMV-2022-16-MV
Dominican Republic
SIMV
2022-08-05
Third Resolution Approving the Regulation on Insider Information, Relevant Facts, and Market Manipulation
Dominican Republic
SIMV
2022-04-26
R-CNMV-2022-03-MV — Regulation for Risk Rating Agencies
Dominican Republic
SIMV
2022-04-26
R-CNMV-2022-04-MV — Regulation of the Administrative Sanctioning Procedure
Dominican Republic
SIMV
2021-08-30
Law No. 163-21 on the Promotion of Placement and Commercialization of Public Offering Securities in the Securities Market of the Dominican Republic
Dominican Republic
SIMV
2021-08-26
Regulation of Investment Management Companies and Investment Funds
Dominican Republic
SIMV
2021-07-28
Third Resolution R-CNMV-2021-17-MV: Regulation on Supervision, Change of Control, Merger, Administrative Intervention, Suspension and Exclusion of Issuers and Public Offering Securities
Dominican Republic
SIMV
2020-11-20
Resolution R-CNMV-2020-08-MV: Regulation on Integrated Risk Management for Securities Intermediaries
Dominican Republic
SIMV
2020-09-16
Decree No. 119-16 Modifying Various Articles of Decree No. 664-12 Approving the Regulations for the Application of the Securities Market Law
Dominican Republic
SIMV
2019-08-11
Resolution R-CNMV-2019-17-MV: Regulation to Establish and Operate Centralized Trading Mechanisms
Dominican Republic
SIMV
Showing the 24 most recent of 28. Browse the full catalogue