Regulatory Alerts2026-08-25
Added · Updated
R-CNMV-2026-09-MV — Approval of the Investor Protection Regulation
The National Council of the Securities Market of the Dominican Republic approved the Investor Protection Regulation, establishing a comprehensive regulatory framework to safeguard investors by defining their rights and the obligations of market participants. The regulation applies to investment advisors, securities intermediaries, and mutual fund management companies, while its principles and advertising rules apply to all market participants. It introduces specific provisions regarding service contracting, product promotion, internal governance, conflict of interest management, and personal data protection, and extends the modification period for securities intermediaries to twenty-five business days.
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