Regulatory Alerts2026-06-01
Regulation for Central Securities Depositories and Securities Clearing and Settlement Systems
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2026-06-01
Regulation on Tariffs for Regulatory Purposes and Services of the Securities Market Superintendence
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2026-05-27
R-CNMV-2026-05-MV — Authorization to Submit for Public Consultation the Draft Modification to Article 18 of the Regulation on Investment Fund Management Companies and Investment Funds
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2026-05-11
Final Approval of the Proposed Modification to the Fee Regulation for Regulation and Services of the Securities Market Superintendence
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2026-05-11
R-CNMV-2026-04-SIMV — Modification of the Regulatory Agenda of the Securities Market Superintendence for the Period from March to September 2026
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2026-05-11
R-CNMV-2026-07-MV — Approval of the Modification of the Regulation for Centralized Securities Depositories and Securities Clearing and Settlement Systems
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2026-01-20
R-CNMV-2025-27-MV — Regulation for Collaborative Financing (Crowdfunding) of Investment in the Securities Market
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2026-01-13
Regulation for Securities Intermediaries, modified by Resolution R-CNMV-2025-30-MV
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2025-07-30
Resolution R-CNMV-2025-10-MV: Regulation for the Authorization, Operation, Selection and Supervision of External Auditors
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2025-04-22
Regulation Regulating the Prevention of Money Laundering, Terrorist Financing and Proliferation of Weapons of Mass Destruction in the Dominican Securities Market, Modified by Resolution R-CNMV-2025-04-MV
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2025-04-04
R-CNMV-2025-01-MV — Regulation for Public Offering Trust Fiduciaries, Securitization Companies, and Autonomous Assets in Securitization Processes
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2024-10-21
R-CNMV-2024-09-MV — Regulation on Change of Control, Merger, Supervision, Administrative Intervention, Dissolution and Liquidation of Securities Market Participants
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2024-08-12
R-CNMV-2024-08-MV — Regulation on Cybersecurity and Information Security in the Securities Market
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2023-03-02
Corporate Governance Regulation, rectified by Resolution R-CNMV-2023-04-MV
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2023-03-01
Third Resolution of the National Securities Market Council Approving the Regulation of Price-Providing Companies
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2022-12-22
Public Offering Regulation, modified by Resolution R-CNMV-2022-16-MV
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2022-09-16
Law No. 183-02 Approving the Monetary and Financial Law
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2022-08-05
Third Resolution Approving the Regulation on Insider Information, Relevant Facts, and Market Manipulation
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2022-04-26
R-CNMV-2022-04-MV — Regulation of the Administrative Sanctioning Procedure
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2022-04-26
R-CNMV-2022-03-MV — Regulation for Risk Rating Agencies
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2021-08-30
Law No. 167-21 on Regulatory Improvement and Simplification of Procedures
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2021-08-30
Law No. 163-21 on the Promotion of Placement and Commercialization of Public Offering Securities in the Securities Market of the Dominican Republic
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2021-08-26
Regulation of Investment Management Companies and Investment Funds
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2021-07-28
Third Resolution R-CNMV-2021-17-MV: Regulation on Supervision, Change of Control, Merger, Administrative Intervention, Suspension and Exclusion of Issuers and Public Offering Securities
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2020-11-20
Resolution R-CNMV-2020-08-MV: Regulation on Integrated Risk Management for Securities Intermediaries
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2020-09-16
Decree No. 119-16 Modifying Various Articles of Decree No. 664-12 Approving the Regulations for the Application of the Securities Market Law
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2019-08-11
Resolution R-CNMV-2019-17-MV: Regulation to Establish and Operate Centralized Trading Mechanisms
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2019-08-02
Third Resolution R-CNMV-2019-16-MV: Regulation for Establishing and Operating in the OTC Market and Securities Transaction Recording Systems
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2017-12-27
Securities Market Law No. 249-17 of the Dominican Republic
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)
2017-11-22
Law No. 311-14 — Bill on Sworn Asset Declaration
Dominican Republic
Superintendencia del Mercado de Valores (Dominican Republic)