Superintendencia del Mercado de Valores (Dominican Republic)

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2026-09-30First Resolution of the Securities Market Superintendence dated July 30, 2026, R-SIMV-2026-31-FI: Modification of the First Resolution of August 27, 2021, R-SIMV-2021-24-FI, Authorizing the Closed Investment Fund Desarrollo Excel I
2026-09-30Resolution R-NE-SIMV-2026-07-MV: Modifies the effective date of Resolution R-NE-SIMV-2025-07-MV on periodic information submission by Securities Market Participants, Autonomous Estates, and other specified persons, and sets transitional provisions for the MRI
2026-09-30Authorization and Registration in the Securities Market Registry of a Public Offering of Subordinated Debt Bonds for Banco Múltiple Promerica of the Dominican Republic, S.A.
2026-09-30First Resolution of the Securities Market Superintendence Authorizing and Registering Banco Popular Dominicano's Subordinated Debt Bonds Offering
2026-09-30Resolution Authorizing and Registering the Closed-End Real Estate Recovery and Repositioning Asset Development Fund I
2026-09-30Authorization and Registration in the Securities Market Registry of the Closed-End Fund Renta Inmobiliaria Dólares Popular II
2026-09-30Authorization and Registration in the Securities Market Registry of the 'Latitude I Private Debt Development Closed-End Investment Fund' administered by Latitude Investments, S.A.
2026-09-30R-SIMV-2026-32-EV — Authorization and Registration in the Securities Market Registry of a Public Offering of Securities Named "Commercial Paper" in favor of Alpha Sociedad de Valores, S.A. Puesto de Bolsa
2026-09-25Regulation on Tariffs for Regulatory Purposes and for the Services of the Securities Market Superintendency, modified by Resolution R-CNMV-2026-06-MV
2026-09-08Circular 06-26 — Modification and clarification on the determination of the Capital Adequacy Ratio (CAR) for Securitization Process Administrators, contained in Annex XII of the Instruction Manual approved by Circular 05-2025
2026-08-25R-CNMV-2026-09-MV — Approval of the Investor Protection Regulation
2026-08-25R-CNMV-2026-09-MV — Investor Protection Regulation
2026-07-27R-SIMV-2026-30-FI — Modification of the First Resolution of the Securities Market Superintendence dated March 6, 2023, Authorizing JMMB Closed Development Investment Fund
2026-07-27R-SIMV-2026-29-SIMV — Update of the Regulatory Framework for the Compliance and Anti-Bribery Management System of the Securities Market Superintendence, pursuant to the ISO 37001:2025 Standard
2026-07-27R-SIMV-2026-28-FI — Exclusion from the Securities Market Registry of the Closed-End Investment Fund Renta Inmobiliaria Pesos Popular
2026-07-17Authorization and Registration of Subordinated Debt Bonds Public Offering for Asociación Cibao de Ahorros y Préstamos
2026-07-17Authorization and Registration of Corporate Bond Public Offering for Motor Crédito, S.A., Banco de Ahorro y Crédito
2026-07-16R-CNMV-2026-10-SIMV — Update of the Compliance and Anti-Bribery Policy of the Superintendency of the Securities Market
2026-07-10Modification of Numeral 5 of Resolution No. R-SIMV-2018-53-MV, which establishes provisions for payments to the Superintendency of the Securities Market, and Numerals XXI and XXII of Circular No. C-SIMV-2019-03-MV, which establishes clarifying provisions related to the Regulation on Fees for Regulation and Services of the Superintendency of the Securities Market
2026-07-07Circular 05-26 — Submission of Financial Statements for Automatic Publication via the Virtual Office of the Securities Market Superintendence
2026-06-25First Resolution of the Securities Market Superintendence of June 15, 2026 (R-SIMV-2026-25-FI) Modifying the Authorization of Pioneer II Closed-End Investment Fund
2026-06-01Regulation on Tariffs for Regulatory Purposes and Services of the Securities Market Superintendence
2026-06-01Regulation for Central Securities Depositories and Securities Clearing and Settlement Systems
2026-05-27R-CNMV-2026-05-MV — Authorization to Submit for Public Consultation the Draft Modification to Article 18 of the Regulation on Investment Fund Management Companies and Investment Funds
2026-05-26Circular 04-26 — Submission of Financial Statements for Automatic Publication via the Virtual Office of the Securities Market Superintendence
2026-05-11Final Approval of the Proposed Modification to the Fee Regulation for Regulation and Services of the Securities Market Superintendence
2026-05-11R-CNMV-2026-07-MV — Approval of the Modification of the Regulation for Centralized Securities Depositories and Securities Clearing and Settlement Systems
2026-05-11R-CNMV-2026-04-SIMV — Modification of the Regulatory Agenda of the Securities Market Superintendence for the Period from March to September 2026
2026-03-31Circular 03-26 — Guidelines for the Issuance of Sustainable, Green, Social and Sustainability-Linked Public Offering Securities in the Dominican Republic Securities Market
2026-03-16R-SIMV-2026-10-FI — Authorization to Modify the Maturity Date of the Closed-End Real Estate Investment Fund Excel I Managed by Excel Sociedad Administradora de Fondos de Inversión, S.A.
2026-03-16Authorization of Merger of Closed-End Real Estate Investment Funds: JMMB Closed-End Real Estate Investment Fund II (Absorbing) and JMMB Closed-End Real Estate Investment Fund (Absorbed)
2026-02-25Resolution on the Exclusion from the Securities Market Registry of the Closed-End Fixed Income Recurring Payment Popular Investment Fund
2026-02-25R-SIMV-2026-08-FI — Exclusion from the Securities Market Registry of the Closed-End Fixed Income Capitalizable Popular Investment Fund
2026-02-24Circular 02-26 — Regulatory Indexation Notification of the Maximum Issuance Amount for Small and Medium Enterprises (SMEs) in Fixed Income Public Offering Securities with Voluntary Risk Rating and the Maximum Investment Amount for Small Investors
2026-01-20R-CNMV-2025-27-MV — Regulation for Collaborative Financing (Crowdfunding) of Investment in the Securities Market
2026-01-16Circular 01-26 — Express Window Instruction for Authorization and Registration of Public Offerings in the Securities Market Registry
2026-01-13Regulation for Securities Intermediaries, modified by Resolution R-CNMV-2025-30-MV
2026-01-07Circular 07-2025 — Modification of Annex XXII of the Public Offering Regulations Instruction
2025-12-26Circular 06-2025 — Authorization for Public Consultation on the Draft Modification of the Guidelines for the Issuance of Sustainable, Green, Social, and Sustainability-Linked Public Offering Securities in the Dominican Republic Securities Market
2025-07-30Resolution R-CNMV-2025-10-MV: Regulation for the Authorization, Operation, Selection and Supervision of External Auditors
2025-07-11Circular 02-25 — Notification of Judicial Orders and Requests from Competent Authorities via the SIMV Virtual Office
2025-04-22Regulation Regulating the Prevention of Money Laundering, Terrorist Financing and Proliferation of Weapons of Mass Destruction in the Dominican Securities Market, Modified by Resolution R-CNMV-2025-04-MV
2025-04-04R-CNMV-2025-01-MV — Regulation for Public Offering Trust Fiduciaries, Securitization Companies, and Autonomous Assets in Securitization Processes
2025-02-21Circular 01-25 — Notification of Regulatory Indexation of the Maximum Issuance Amount for Small and Medium Enterprises (SMEs) in Fixed Income Public Offering Securities with Voluntary Risk Rating and the Maximum Investment Amount for Small Investors
2024-12-20Circular 05-24 — Instruction for the Constitution, Registration, and Enforcement of Guarantees on Participation Quotas of Open or Mutual Investment Funds with Financial Intermediation Entities
2024-11-28Circular 04/24 — Establishing the Recognition of Appraisal or Valuation Professional Associations
2024-10-21R-CNMV-2024-09-MV — Regulation on Change of Control, Merger, Supervision, Administrative Intervention, Dissolution and Liquidation of Securities Market Participants
2024-08-26Circular 03/24 — Instruction on the Cybersecurity and Information Security Regulation in the Securities Market
2024-08-12R-CNMV-2024-08-MV — Regulation on Cybersecurity and Information Security in the Securities Market
2024-07-04Circular 02/24 — Material Event Regarding Excess in Investment Policy
2024-01-26Circular 01/24 — Regulatory Indexation of the Maximum Issuance Amount for SMEs in Fixed Income Public Offering Securities with Voluntary Risk Rating and the Maximum Investment Amount for Small Investors
2023-12-27Circular 13/23 — Authorization for Public Consultation of the Draft Instruction for the Draft Regulation for Public Offering Trust Fiduciaries, Securitization Companies, and Autonomous Assets in Securitization Processes
2023-12-18Circular 14/23 — Disclosure in Annual Financial Statements of Transitional Measures to Mitigate the Impact of Fair Value on Investment Portfolios of Securities Intermediaries and Investment Funds
2023-12-13Circular 12/23 — Authorization for Public Consultation of the Instruction for the Constitution, Registration, and Execution of Guarantees on Participation Quotas of Open or Mutual Investment Funds
2023-10-18Circular 11/23 — Authorization of the Public Consultation of the Draft Green Taxonomy of the Dominican Republic
2023-10-18Green Taxonomy General Framework of the Dominican Republic
2023-03-02Corporate Governance Regulation, rectified by Resolution R-CNMV-2023-04-MV
2023-03-01Third Resolution of the National Securities Market Council Approving the Regulation of Price-Providing Companies
2022-12-22Public Offering Regulation, modified by Resolution R-CNMV-2022-16-MV
2022-09-16Law No. 183-02 Approving the Monetary and Financial Law
2022-08-05Third Resolution Approving the Regulation on Insider Information, Relevant Facts, and Market Manipulation
2022-04-26R-CNMV-2022-03-MV — Regulation for Risk Rating Agencies
2022-04-26R-CNMV-2022-04-MV — Regulation of the Administrative Sanctioning Procedure
2021-08-30Law No. 167-21 on Regulatory Improvement and Simplification of Procedures
2021-08-30Law No. 163-21 on the Promotion of Placement and Commercialization of Public Offering Securities in the Securities Market of the Dominican Republic
2021-08-26Regulation of Investment Management Companies and Investment Funds
2021-07-28Third Resolution R-CNMV-2021-17-MV: Regulation on Supervision, Change of Control, Merger, Administrative Intervention, Suspension and Exclusion of Issuers and Public Offering Securities
2020-11-20Resolution R-CNMV-2020-08-MV: Regulation on Integrated Risk Management for Securities Intermediaries
2020-09-16Decree No. 119-16 Modifying Various Articles of Decree No. 664-12 Approving the Regulations for the Application of the Securities Market Law
2019-08-11Resolution R-CNMV-2019-17-MV: Regulation to Establish and Operate Centralized Trading Mechanisms
2019-08-02Third Resolution R-CNMV-2019-16-MV: Regulation for Establishing and Operating in the OTC Market and Securities Transaction Recording Systems
2017-12-27Securities Market Law No. 249-17 of the Dominican Republic
2017-11-22Law No. 311-14 — Bill on Sworn Asset Declaration
2017-09-15Law No. 155-17 on the Prevention and Punishment of Money Laundering and Financing of Terrorism
2017-06-27Law No. 107-13 on the Rights of Persons in Their Relations with the Public Administration and Administrative Procedure
2017-06-27Law No. 189-11 for the Development of the Mortgage Market and Trusts in the Dominican Republic
2017-06-27General Law on Free Access to Public Information No. 200-04
2017-06-27Law No. 340-06 on the Procurement and Contracting of Goods, Services, Works, and Concessions
2017-06-27Law No. 87-01 Creating the Dominican Social Security System
2017-06-27General Law of Commercial Companies and Individual Limited Liability Enterprises No. 479-08
2017-06-27Decree No. 664-12 Approving the Implementation Regulation of the Securities Market Law No. 189-11