Regulatory Alerts2026-06-01
Regulation on Tariffs for Regulatory Purposes and Services of the Securities Market Superintendence
The Securities Market Superintendence (SIMV) of the Dominican Republic issues this regulation to establish the calculation methods and amounts for regulatory tariffs applied to securities market participants and transactions. The document defines three tariff categories: Registration (Tariff A), Maintenance and Supervision (Tariff B), and Transaction Supervision (Tariff C), while granting specific exemptions for SMEs and primary market activities. It mandates strict payment schedules, indexing mechanisms based on inflation, and enforcement procedures for non-compliance to fund the Superintendence's oversight operations.
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