Regulatory Alerts2020-11-20
Resolution R-CNMV-2020-08-MV: Regulation on Integrated Risk Management for Securities Intermediaries
The National Securities Market Council of the Dominican Republic issued Resolution R-CNMV-2020-08-MV to formally approve the Regulation on Integrated Risk Management for Securities Intermediaries. This regulation establishes mandatory principles, organizational structures, and procedures for managing market, operational, and liquidity risks to minimize systemic risk and protect investors. It mandates the implementation of economic capital concepts, stress testing, and specific liquidity coverage ratios aligned with international standards from IOSCO and the OECD.
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