Regulatory AlertsSecurities & Capital Markets regulation in Ecuador
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 18 publications, summarized in English and updated same-day.
2025-01-01
JPRF-V-2025-0151 — Reforms to Chapter I "Registration" and Chapter II "Private Sector Issuers" of Title IV "Common Provisions on Registration in the Public Registry of the Securities Market"
Ecuador
BCE
2025-01-01
Resolution JPRF-V-2025-0148: Reforms to Title II 'Public Offering' and Title IX 'Special Stock Registry (REB)' of Book II 'Securities Market'
Ecuador
BCE
2025-01-01
Resolution JPRF-V-2025-0157: Reforming Sections on Public Offering and Issuance of ETF Quotas and Investment Funds
Ecuador
BCE
2024-01-01
Resolution JPRF-V-2024-0125: Reforms to Chapter III "Norms Regulating Stock Market Negotiation Mechanisms"
Ecuador
BCE
2024-01-01
JPRF-V-2024-0136 — Reforms to the Self-Regulation Standard for Stock Exchanges and Trade Associations
Ecuador
BCE
2024-01-01
Resolution JPRF-V-2024-0108: Reforming Public Sector Participation in the Securities Market Regarding Stock Exchange Commissions
Ecuador
BCE
2024-01-01
JPRF-V-2024-0117 — Reforming Stock Trading Mechanisms to Align with the Securities Market Law
Ecuador
BCE
2024-01-01
JPRF-F-2024-0132 — Reforms to Section I "Categorization of Guarantees" for the inclusion of vehicle guarantee trusts as adequate guarantees
Ecuador
BCE
2024-01-01
JPRF-V-2024-0131 — Reform to Article 27 of Section VIII "General Provisions", Chapter II "Investment Funds" to correct the calculation formula for the effective rate of administered funds
Ecuador
BCE
2024-01-01
JPRF-V-2024-095 — Incorporates a Transitional Provision in Chapter III "Intermediation and Negotiation", Title VIII "Securities Houses", Book II "Securities Market" of the Codification of Monetary, Financial, Securities and Insurance Resolutions
Ecuador
BCE
2024-01-01
Resolution JPRF-V-2024-097: Regulation of Authorization, Issuance, Public Offering, Registration, and Maintenance of Exchange-Traded Fund Participation Quotas
Ecuador
BCE
2024-01-01
Resolution JPRF-V-2024-0107: Reforms to the Constitution, Authorization, and Registration of Centralized Securities Depositories and Clearing and Settlement Depositories
Ecuador
BCE
2023-01-01
Resolution JPRF-V-2023-083 Reforming Title VIII 'Securities Houses' of the Codification of Monetary, Financial, Securities and Insurance Resolutions
Ecuador
BCE
2023-01-01
Resolution No. JPRF-V-2023-065: Update to the Operational Manual for Market Price Valuation of Credit Content Securities and Participation and Application Procedures
Ecuador
BCE
2022-01-01
Resolution No. JPRF-V-2022-024: Update of the Anti-Money Laundering Standard with a Risk-Based Approach for the Securities Sector
Ecuador
BCE
2022-01-01
JPRM-2022-029-M — Reform of Monetary System Regulations
Ecuador
BCE
2022-01-01
JPRF-V-2022-033 - Harmonization of External Auditor Chapter Provisions Regarding Services to the Same Audited Entity in the Securities Market Sector
Ecuador
BCE
2022-01-01
Resolution JPRF-V-2022-040: Reform of Book II "Securities Market" of the Codification of Monetary, Financial, Securities and Insurance Resolutions regarding corrective and remedial measures
Ecuador
BCE