Regulatory AlertsSecurities & Capital Markets regulation in Trinidad and Tobago
Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 40 publications, summarized in English and updated same-day.
2025-11-27
Statement of Substance and Purpose - Proposed Amendment to TTSE Rule 400
Trinidad and Tobago
TTSEC
2025-04-17
Statement of Substance and Purpose - Proposed Amendment to TTSE Rule 224 Trading Sessions
Trinidad and Tobago
TTSEC
2025-02-10
Draft Risk Based Capital and Liquidity Requirements Bye-Laws 2024
Trinidad and Tobago
TTSEC
2023-06-23
Circular Re: Securities (Collective Investment Schemes) Bye-Laws, 2023
Trinidad and Tobago
TTSEC
2023-06-06
Legal Notice No. 98 of 2023 Correction on CIS Bye-laws
Trinidad and Tobago
TTSEC
2023-06-06
Securities (Collective Investment Schemes) Bye-laws, 2023
Trinidad and Tobago
TTSEC
2022-09-26
Revised Guideline for the De-registration of Reporting Issuers and Collective Investment Schemes
Trinidad and Tobago
TTSEC
2022-06-27
TTSE SME Mentorship Rules
Trinidad and Tobago
TTSEC
2022-06-27
Proposed SME Mentorship Rules and Special Market Listing Requirements
Trinidad and Tobago
TTSEC
2020-12-23
Distribution and Sale of Collective Investment Schemes
Trinidad and Tobago
CBTT
2019-07-08
Act No. 12 of 2019 – Miscellaneous Provisions (Financial Institutions, Securities and Insurance) Act, 2019
Trinidad and Tobago
TTSEC
2018-07-31
Amended Repurchase Agreements Guidelines – July 2018
Trinidad and Tobago
TTSEC
2017-04-19
Proposed Amendments to the Repurchase Agreement Guidelines (April 2012)
Trinidad and Tobago
TTSEC
2017-04-19
Trinidad and Tobago Securities and Exchange Commission Guidelines for Sale and Repurchase Agreements
Trinidad and Tobago
TTSEC
2016-10-13
Statement of Substance and Purpose – Proposal to Rescind Rule 200(3)
Trinidad and Tobago
TTSEC
2016-09-29
Statement of Substance and Purpose – Proposed Amendment to SME Market Listing Requirements
Trinidad and Tobago
TTSEC
2015-05-01
Securities (General) By-Laws 2015
Trinidad and Tobago
TTSEC
2014-09-29
Concise Statement of Substance and Purpose and Securities (General) By-Law
Trinidad and Tobago
TTSEC
2014-04-24
Circular Letter Securities (Amendment) Act 2014
Trinidad and Tobago
TTSEC
2012-04-20
Repurchase Agreement Guidelines 2012
Trinidad and Tobago
TTSEC
2010-05-05
Draft Repurchase Transaction Agreement
Trinidad and Tobago
TTSEC
2010-03-19
Guidelines for Repurchase Agreements (Repos)
Trinidad and Tobago
TTSEC
2009-06-10
Guidelines for Employee Stock Compensation Plans
Trinidad and Tobago
TTSEC
2009-05-29
Guidelines for Foreign Companies Operating Employee Stock Compensation Plans in Trinidad and Tobago
Trinidad and Tobago
TTSEC
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