Regulatory Alerts2020-12-23 | 29691Added · Updated
Distribution and Sale of Collective Investment Schemes
The Central Bank of Trinidad and Tobago reminds agencies and brokerages that Sections 112(11) and (12) of the Insurance Act, 2018, permit them to distribute and sell collective investment schemes. Entities engaging in this activity must comply with the Securities Act, 2012, and related guidelines issued by the Trinidad and Tobago Securities Exchange Commission. Additionally, these entities are required to notify the Inspector of Financial Institutions of any such arrangements or material changes.
More like this from CBTT
We email you every new CBTT publication the day it's published.
Share