Regulatory Alerts2019-03-12
Added · Updated
Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers
The Trinidad and Tobago Securities Commission reminds Reporting Issuers of their mandatory continuous disclosure and filing obligations under the Securities Act 2012 and related by-laws. Issuers must submit quarterly interim financial statements within 60 days, audited annual statements within 90 days, and annual reports within 120 days, alongside revised registration statements, material change notices, and notifications of corporate changes using specific prescribed forms. Failure to meet these deadlines or to register new securities prior to distribution may result in administrative fines of TT$1,000 per day or other penalties under Section 156 of the Act.
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