Regulatory Alerts2018-07-31
Added · Updated
Amended Repurchase Agreements Guidelines – July 2018
The Trinidad and Tobago Securities and Exchange Commission issued these guidelines to regulate sale and repurchase agreements, requiring broker-dealers to register and maintain specific capital levels. The document mandates strict collateral standards, including minimum margins, monthly mark-to-market valuations, and custodial arrangements with approved entities like the TTCD. Additionally, it imposes rigorous operational, disclosure, and reporting obligations on sellers to ensure market integrity and investor protection.
More like this from TTSEC
TTSEC published 2 documents in the last 30 days. We email you each new one the day it's published.
Share