Securities issuance, funds, brokers and capital-markets regulation across jurisdictions. 35 publications, summarized in English and updated same-day.
Amendments to the Prospectus Regulation and the Market Abuse Regulation Pursuant to the EU Listing Act
Malta
MFSA
Circular on Regulation (EU) 909/2014 – the Central Securities Depositories Regulation (CSDR)
Malta
MFSA
Circular on ESMA Public Statement Identifying Derivatives within the Scope of CFDs National Product Intervention Measures
Malta
MFSA
Circular to Investment Firms on Amendments to the Investment Services Act, Banking Act, various Subsidiary Legislation and Investment Firms’ Rules
Malta
MFSA
Consultation Document on Revisiting the Capital Markets Rules applicable to the Institutional Financial Securities Market, including the Introduction of Specific Provisions on Sukuk
Malta
MFSA
Various Amendments to the Investment Services Rulebooks in the Context of EuVECA and EuSEF Regulations
Malta
MFSA
MFSA Launches Framework for Collective Investment Schemes Structured as Limited Partnership without Separate Legal Personality
Malta
MFSA
Guidance on the Submission of Applications for Notification, Conversion and/or Extension of Notification of Notified Alternative Investment Funds
Malta
MFSA
ESMA Updates Its Guidance on the Definition of Advice in a Supervisory Briefing
Malta
MFSA
ESMA Launches a Call for Evidence on Sustainability in Suitability and Product Governance
Malta
MFSA
ESMA Final Report on MiFID II Product Governance Guidelines
Malta
MFSA
Circular on the Transposition of the Covered Bonds Directive
Malta
MFSA
Publication of Revised Application Forms for Alternative Investment Funds and UCITS
Malta
MFSA
Publication of a Revised Application Form for Professional Investor Funds
Malta
MFSA
Consultation on ESMA Guidelines on MiFID II Suitability Requirements
Malta
MFSA
ESMA Updates: Guidelines on MiFID II Appropriateness and Execution-Only Requirements
Malta
MFSA
Process for PIFs and De Minimis AIFMs to Update Pre-Contractual Documents for SFDR Compliance
Malta
MFSA
MiFID Firms Quarterly Reporting
Malta
MFSA
Consultation on Guidelines on Certain Aspects of the MiFID II Remuneration Requirements
Malta
MFSA
ESMA Opinion on Product Intervention Measures relating to Turbos
Malta
MFSA
MFSA Circular on ESMA Call for Evidence on Digital Finance
Malta
MFSA
Cross Border Marketing of Investment Services Targeting Spanish Market on Freedom of Services Basis
Malta
MFSA
ESMA Consultation on Appropriateness and Execution-Only Under MiFID II
Malta
MFSA
Conduct of Business Rulebook Revisions
Malta
MFSA
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